0001731122-23-000736.txt : 20230426 0001731122-23-000736.hdr.sgml : 20230426 20230426170014 ACCESSION NUMBER: 0001731122-23-000736 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230323 FILED AS OF DATE: 20230426 DATE AS OF CHANGE: 20230426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Venkata Maruthi JD CENTRAL INDEX KEY: 0001973468 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38839 FILM NUMBER: 23850612 MAIL ADDRESS: STREET 1: 610 E ZACK ST STREET 2: STE 110 CITY: TAMPA STATE: FL ZIP: 33602 FORMER NAME: FORMER CONFORMED NAME: Devaki Venkata Maruthi Jaya K DATE OF NAME CHANGE: 20230412 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SHIFT TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0001762322 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 825325852 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2525 16TH STREET STREET 2: SUITE 316 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: (815) 575-6739 MAIL ADDRESS: STREET 1: 2525 16TH STREET STREET 2: SUITE 316 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 FORMER COMPANY: FORMER CONFORMED NAME: Insurance Acquisition Corp. DATE OF NAME CHANGE: 20181218 3 1 ownership.xml X0206 3 2023-03-23 0 0001762322 SHIFT TECHNOLOGIES, INC. SFT 0001973468 Venkata Maruthi JD 610 E ZACK ST STE 110 TAMPA FL 33602 0 0 1 0 Class A Common Stock 1722525 D On March 23, 2023, the Reporting Person became a holder of 1,722,525 shares of Class A Common Stock, representing approximately 10.0% of the total issued and outstanding shares of Class A Common Stock of the Issuer, based on 17,228,479 shares of Class A Common Stock of the Issuer outstanding as of March 31, 2023, as reported by the Issuer in its Annual Report on Form 10-K for fiscal year ended December 31, 2022. Since March 23, 2023, the Reporting Person's ownership of Class A Common Stock of the Issuer increased to 1,974,059 shares as of the date hereof, representing approximately 11.5% of the total issued and outstanding shares of Class A Common Stock of the Issuer. See Form 4 filed by the Reporting Person on the date hereof for more information. /s/ Maruthi J. D. Venkata 2023-04-26