0001731122-24-000233.txt : 20240212 0001731122-24-000233.hdr.sgml : 20240212 20240212171542 ACCESSION NUMBER: 0001731122-24-000233 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240208 FILED AS OF DATE: 20240212 DATE AS OF CHANGE: 20240212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hopkins Barry Michael CENTRAL INDEX KEY: 0001969749 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40641 FILM NUMBER: 24621266 MAIL ADDRESS: STREET 1: KAIVAL BRANDS INNOVATIONS GROUP, INC. STREET 2: 4460 OLD DIXIE HIGHWAY CITY: GRANT STATE: FL ZIP: 32949 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kaival Brands Innovations Group, Inc. CENTRAL INDEX KEY: 0001762239 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-NONSTORE RETAILERS [5960] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 833492907 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 4460 OLD DIXIE HIGHWAY CITY: GRANT-VALKARIA STATE: FL ZIP: 32949 BUSINESS PHONE: (833) 452-4825 MAIL ADDRESS: STREET 1: 4460 OLD DIXIE HIGHWAY CITY: GRANT-VALKARIA STATE: FL ZIP: 32949 FORMER COMPANY: FORMER CONFORMED NAME: Quick Start Holdings, Inc. DATE OF NAME CHANGE: 20181218 4 1 ownership.xml X0508 4 2024-02-08 0 0001762239 Kaival Brands Innovations Group, Inc. KAVL 0001969749 Hopkins Barry Michael C/O KAIVAL BRANDS INNOVATIONS GROUP, INC 4460 OLD DIXIE HIGHWAY GRANT-VALKAIRA FL 32949 1 1 0 0 Exec. Chairman, ICEO & Pres. 0 Stock Option 5.25 2024-02-08 4 A 0 63881 0 A 2034-02-08 Common Stock 63881 63881 D On February 8, 2024 (the "Grant Date"), the Reporting Person received a 10-year incentive stock option grant from the Issuer. The exercise price of such grant is equal to the fair market value of the Issuer's common stock on November 9, 2023, which is the effective date of the Reporting Person's employment agreement with the Issuer. The option shall vest over four years. One-quarter of the option shall vest on the first anniversary of the Grant Date and afterward shall vest monthly at the rate of 1/36 per month until fully vested. /s/ Barry Michael Hopkins 2024-02-12