0001731122-23-001598.txt : 20230825 0001731122-23-001598.hdr.sgml : 20230825 20230825163054 ACCESSION NUMBER: 0001731122-23-001598 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230822 FILED AS OF DATE: 20230825 DATE AS OF CHANGE: 20230825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sheriff Stephen Alan CENTRAL INDEX KEY: 0001990886 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40641 FILM NUMBER: 231208803 MAIL ADDRESS: STREET 1: 4460 OLD DIXIE HIGHWAY CITY: GRANT-VALKARIA STATE: FL ZIP: 32949 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kaival Brands Innovations Group, Inc. CENTRAL INDEX KEY: 0001762239 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-NONSTORE RETAILERS [5960] IRS NUMBER: 833492907 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 4460 OLD DIXIE HIGHWAY CITY: GRANT-VALKARIA STATE: FL ZIP: 32949 BUSINESS PHONE: (833) 452-4825 MAIL ADDRESS: STREET 1: 4460 OLD DIXIE HIGHWAY CITY: GRANT-VALKARIA STATE: FL ZIP: 32949 FORMER COMPANY: FORMER CONFORMED NAME: Quick Start Holdings, Inc. DATE OF NAME CHANGE: 20181218 3 1 ownership.xml X0206 3 2023-08-22 0 0001762239 Kaival Brands Innovations Group, Inc. KAVL 0001990886 Sheriff Stephen Alan C/O KAIVAL BRANDS INNOVATIONS GROUP, INC 4460 OLD DIXIE HIGHWAY GRANT-VALKARIA FL 32949 0 1 0 0 COO & IRO Common Stock 134500 D Stock Option 1.16 2032-08-01 2032-08-01 Common Stock 25000 D Stock Option 0.73 2033-02-06 Common Stock 25000 D On August 1, 2022, the Reporting Person received this 10-year, non-qualified stock option as part of his 2022 compensation. The option fully vested on the date of the grant. On February 6, 2023, the Reporting Person received this 10-year, non-qualified stock option as part of his 2023 compensation. The option will become fully vested and exercisable upon the earlier of: (a) February 6, 2024; or (b) the Company undergoes a Change of Control, as defined in the option grant. /s/ Stephen A. Sheriff 2023-08-25