0001731122-22-001127.txt : 20220627 0001731122-22-001127.hdr.sgml : 20220627 20220627164435 ACCESSION NUMBER: 0001731122-22-001127 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220624 FILED AS OF DATE: 20220627 DATE AS OF CHANGE: 20220627 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reuter Paul John CENTRAL INDEX KEY: 0001853763 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40641 FILM NUMBER: 221045216 MAIL ADDRESS: STREET 1: 4460 OLD DIXIE HIGHWAY CITY: GRANT STATE: FL ZIP: 32949 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kaival Brands Innovations Group, Inc. CENTRAL INDEX KEY: 0001762239 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-NONSTORE RETAILERS [5960] IRS NUMBER: 833492907 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 4460 OLD DIXIE HIGHWAY CITY: GRANT STATE: FL ZIP: 32949 BUSINESS PHONE: (833) 452-4825 MAIL ADDRESS: STREET 1: 4460 OLD DIXIE HIGHWAY CITY: GRANT STATE: FL ZIP: 32949 FORMER COMPANY: FORMER CONFORMED NAME: Quick Start Holdings, Inc. DATE OF NAME CHANGE: 20181218 4 1 ownership.xml X0306 4 2022-06-24 0 0001762239 Kaival Brands Innovations Group, Inc. KAVL 0001853763 Reuter Paul John 4460 OLD DIXIE HIGHWAY GRANT FL 32949 1 0 0 0 Stock Options 10.5612 2022-06-24 4 D 0 16667 0 D 2031-03-17 Common Stock 16667 0 D Stock Options 25.98 2022-06-24 4 D 0 8334 0 D 2031-03-17 Common Stock 8334 16666 D Stock Options 1.72 2022-06-24 4 A 0 125000 0 A 2032-06-24 Common Stock 125000 125000 D The Company discovered that it inadvertently granted stock options to the reporting person in excess of the annual award limits for non-employee directors set forth in the Company's 2020 Stock and Incentive Compensation Plan. Accordingly, the Company and the reporting person agreed to cancel stock options that were granted in excess of such annual award limit. The shares underlying the stock option vested completely on the grant date. /s/ Eric Mosser, as attorney-in-fact 2022-06-27