0001493152-24-023765.txt : 20240613
0001493152-24-023765.hdr.sgml : 20240613
20240613195941
ACCESSION NUMBER: 0001493152-24-023765
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240611
FILED AS OF DATE: 20240613
DATE AS OF CHANGE: 20240613
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ervin Jeffrey S
CENTRAL INDEX KEY: 0001762163
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40874
FILM NUMBER: 241042711
MAIL ADDRESS:
STREET 1: C/O IMAC HOLDINGS, INC.
STREET 2: 1605 WESTGATE CIRCLE
CITY: BRENTWOOD
STATE: TN
ZIP: 37027
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cingulate Inc.
CENTRAL INDEX KEY: 0001862150
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
ORGANIZATION NAME: 03 Life Sciences
IRS NUMBER: 863825535
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1901 W. 47TH PLACE
CITY: KANSAS CITY
STATE: KS
ZIP: 66205
BUSINESS PHONE: (913) 942-2300
MAIL ADDRESS:
STREET 1: 1901 W. 47TH PLACE
CITY: KANSAS CITY
STATE: KS
ZIP: 66205
4
1
ownership.xml
X0508
4
2024-06-11
0
0001862150
Cingulate Inc.
CING
0001762163
Ervin Jeffrey S
1901 W. 47TH PLACE
KANSAS CITY
KS
66205
1
0
0
0
0
Stock Option (right to Buy)
1.18
2024-06-11
4
A
0
5000
0
A
2034-03-04
Common Stock
5000
5000
D
Stock Option (right to Buy)
1.18
2024-06-11
4
A
0
13875
A
2034-03-04
Common Stock
13875
13875
D
Stock Option (right to Buy)
0.70
2024-06-12
4
A
0
10000
0
A
2034-06-12
Common Stock
10000
10000
D
The stock option grant was approved by Cingulate Inc.'s board of directors on March 4, 2024, subject to stockholder approval of Amendment No.1 to the Cingulate Inc. 2021 Omnibus Equity Incentive Plan (the "Amendment"). Cingulate's stockholders approved the Amendment on June 11, 2024.
The option vests as follows: 50% on the six-month anniversary of the date of grant and the remaining shares on the twelve-month anniversary of the date of grant.
The option vests on the one-year anniversary of the date of grant.
The option was issued to the reporting person in lieu of cash retainer fees of $27,750.
/s/ Shane J. Schaffer, Attorney-in-Fact
2024-06-13