0001104659-23-069998.txt : 20230609 0001104659-23-069998.hdr.sgml : 20230609 20230609171416 ACCESSION NUMBER: 0001104659-23-069998 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230609 FILED AS OF DATE: 20230609 DATE AS OF CHANGE: 20230609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: van de Winkel Jan CENTRAL INDEX KEY: 0001767091 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38869 FILM NUMBER: 231006313 MAIL ADDRESS: STREET 1: C/O HOOKIPA PHARMA INC. STREET 2: 430 EAST 29TH STREET 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOOKIPA Pharma Inc. CENTRAL INDEX KEY: 0001760542 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 815395687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 430 EAST 29TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 0114318906360 MAIL ADDRESS: STREET 1: 430 EAST 29TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 4 1 tm2318326-3_4.xml OWNERSHIP DOCUMENT X0407 4 2023-06-09 0 0001760542 HOOKIPA Pharma Inc. HOOK 0001767091 van de Winkel Jan C/O HOOKIPA PHARMA INC. 350 FIFTH AVENUE, 72ND FLOOR, SUITE 7240 NEW YORK NY 10118 1 0 0 0 0 Stock Option (Right to Buy) 1.01 2023-06-09 4 A 0 52000 0 A 2033-06-09 Common Stock 52000 52000 D This option shall vest and become fully exercisable on the earlier to occur of (a) June 9, 2024 and (b) the date of the Issuer's 2024 annual meeting of its stockholders. /s/ Reinhard Kandera, as Attorney-in-Fact 2023-06-09