0001104659-23-046892.txt : 20230418 0001104659-23-046892.hdr.sgml : 20230418 20230418194921 ACCESSION NUMBER: 0001104659-23-046892 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230414 FILED AS OF DATE: 20230418 DATE AS OF CHANGE: 20230418 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Necina Roman CENTRAL INDEX KEY: 0001794381 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38869 FILM NUMBER: 23828236 MAIL ADDRESS: STREET 1: C/O HOOKIPA PHARMA INC. STREET 2: 350 FIFTH AVENUE, 72ND FLOOR, SUITE 7240 CITY: NEW YORK STATE: NY ZIP: 10118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOOKIPA Pharma Inc. CENTRAL INDEX KEY: 0001760542 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 815395687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 430 EAST 29TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 0114318906360 MAIL ADDRESS: STREET 1: 430 EAST 29TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 4 1 tm2312963-3_4seq.xml OWNERSHIP DOCUMENT X0407 4 2023-04-14 0 0001760542 HOOKIPA Pharma Inc. HOOK 0001794381 Necina Roman C/O HOOKIPA PHARMA INC. 350 FIFTH AVENUE, 72ND FLOOR, SUITE 7240 NEW YORK NY 10118 0 1 0 0 Chief Development Officer 0 Stock Option (Right to Buy) 1.00 2023-04-14 4 A 0 112100 0 A 2033-04-14 Common Stock 112100 112100 D 25% of this option shall vest on February 15, 2024, with the remainder vesting in 12 equal quarterly installments thereafter /s/ Reinhard Kandera, as Attorney-in-Fact 2023-04-18