0001104659-23-046892.txt : 20230418
0001104659-23-046892.hdr.sgml : 20230418
20230418194921
ACCESSION NUMBER: 0001104659-23-046892
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230414
FILED AS OF DATE: 20230418
DATE AS OF CHANGE: 20230418
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Necina Roman
CENTRAL INDEX KEY: 0001794381
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38869
FILM NUMBER: 23828236
MAIL ADDRESS:
STREET 1: C/O HOOKIPA PHARMA INC.
STREET 2: 350 FIFTH AVENUE, 72ND FLOOR, SUITE 7240
CITY: NEW YORK
STATE: NY
ZIP: 10118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOOKIPA Pharma Inc.
CENTRAL INDEX KEY: 0001760542
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 815395687
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 430 EAST 29TH STREET
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 0114318906360
MAIL ADDRESS:
STREET 1: 430 EAST 29TH STREET
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
4
1
tm2312963-3_4seq.xml
OWNERSHIP DOCUMENT
X0407
4
2023-04-14
0
0001760542
HOOKIPA Pharma Inc.
HOOK
0001794381
Necina Roman
C/O HOOKIPA PHARMA INC.
350 FIFTH AVENUE, 72ND FLOOR, SUITE 7240
NEW YORK
NY
10118
0
1
0
0
Chief Development Officer
0
Stock Option (Right to Buy)
1.00
2023-04-14
4
A
0
112100
0
A
2033-04-14
Common Stock
112100
112100
D
25% of this option shall vest on February 15, 2024, with the remainder vesting in 12 equal quarterly installments thereafter
/s/ Reinhard Kandera, as Attorney-in-Fact
2023-04-18