0001104659-22-076827.txt : 20220701 0001104659-22-076827.hdr.sgml : 20220701 20220701161131 ACCESSION NUMBER: 0001104659-22-076827 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220701 DATE AS OF CHANGE: 20220701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Necina Roman CENTRAL INDEX KEY: 0001794381 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38869 FILM NUMBER: 221061497 MAIL ADDRESS: STREET 1: C/O HOOKIPA PHARMA INC. STREET 2: 350 FIFTH AVENUE, 72ND FLOOR, SUITE 7240 CITY: NEW YORK STATE: NY ZIP: 10118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOOKIPA Pharma Inc. CENTRAL INDEX KEY: 0001760542 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 815395687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 430 EAST 29TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 0114318906360 MAIL ADDRESS: STREET 1: 430 EAST 29TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 4 1 tm2220275-7_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-06-30 0 0001760542 HOOKIPA Pharma Inc. HOOK 0001794381 Necina Roman C/O HOOKIPA PHARMA INC. 350 FIFTH AVENUE, 72ND FLOOR, SUITE 7240 NEW YORK NY 10118 0 1 0 0 Chief Technology Officer Stock Option (Right to Buy) 1.66 2022-06-30 4 A 0 48350 0 A 2032-04-19 Common Stock 48350 48350 D 25% of this option shall vest on April 19, 2023, with the remainder vesting in 12 equal quarterly installments thereafter. /s/ Reinhard Kandera, as Attorney-in-Fact 2022-07-01