0001104659-20-136862.txt : 20201217 0001104659-20-136862.hdr.sgml : 20201217 20201217161804 ACCESSION NUMBER: 0001104659-20-136862 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201215 FILED AS OF DATE: 20201217 DATE AS OF CHANGE: 20201217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Soria Jean-Charles CENTRAL INDEX KEY: 0001829580 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38869 FILM NUMBER: 201396327 MAIL ADDRESS: STREET 1: C/O HOOKIPA PHARMA INC. STREET 2: 350 FIFTH AVENUE SUITE 7240 CITY: NEW YORK STATE: NY ZIP: 10118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOOKIPA Pharma Inc. CENTRAL INDEX KEY: 0001760542 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 815395687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 430 EAST 29TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 0114318906360 MAIL ADDRESS: STREET 1: 430 EAST 29TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 4 1 a4.xml 4 X0306 4 2020-12-15 0 0001760542 HOOKIPA Pharma Inc. HOOK 0001829580 Soria Jean-Charles C/O HOOKIPA PHARMA INC. 350 FIFTH AVENUE, 72ND FLOOR, SUITE 7240 NEW YORK NY 10118 1 0 0 0 Stock Option (Right to Buy) 11.97 2020-12-15 4 A 0 19200 0 A 2030-12-15 Common Stock 19200 19200 D 25% of this option shall vest and become exercisable on December 15, 2021, with the remainder vesting in 8 equal quarterly installments thereafter. /s/ Reinhard Kandera, as Attorney-in-Fact 2020-12-17