0001104659-20-005577.txt : 20200121
0001104659-20-005577.hdr.sgml : 20200121
20200121164448
ACCESSION NUMBER: 0001104659-20-005577
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200116
FILED AS OF DATE: 20200121
DATE AS OF CHANGE: 20200121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Orlinger Klaus
CENTRAL INDEX KEY: 0001768432
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38869
FILM NUMBER: 20536798
MAIL ADDRESS:
STREET 1: C/O HOOKIPA PHARMA INC.
STREET 2: 430 EAST 29TH STREET, 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOOKIPA Pharma Inc.
CENTRAL INDEX KEY: 0001760542
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 815395687
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 430 EAST 29TH STREET
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 0114318906360
MAIL ADDRESS:
STREET 1: 430 EAST 29TH STREET
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
4
1
a4.xml
4
X0306
4
2020-01-16
0
0001760542
HOOKIPA Pharma Inc.
HOOK
0001768432
Orlinger Klaus
C/O HOOKIPA PHARMA INC.
350 FIFTH AVENUE, 72ND FLOOR, SUITE 7240
NEW YORK
NY
10118
0
1
0
0
Sr. VP, Research
Common Stock
2020-01-16
4
M
0
1140
0.10
A
1140
D
Common Stock
2020-01-16
4
M
0
571
0.10
A
1711
D
Common Stock
2020-01-16
4
S
0
1711
11.5612
D
0
D
Common Stock
2020-01-21
4
M
0
6789
0.10
A
6789
D
Common Stock
2020-01-21
4
S
0
6789
12.0182
D
0
D
Stock Option (Right to Buy)
0.10
2020-01-16
4
M
0
1140
0
D
2026-12-31
Common Stock
1140
0
D
Stock Option (Right to Buy)
0.10
2020-01-16
4
M
0
571
0
D
2026-12-31
Common Stock
571
14530
D
Stock Option (Right to Buy)
0.10
2020-01-21
4
M
0
6789
0
D
2026-12-31
Common Stock
6789
7741
D
This option is fully vested and exercisable.
25% of this option vested and became exercisable on January 1, 2018, with the remainder vesting in 12 equal quarterly installments thereafter.
/s/ Reinhard Kandera, as Attorney-in-Fact
2020-01-21