0001104659-20-000856.txt : 20200103 0001104659-20-000856.hdr.sgml : 20200103 20200103160518 ACCESSION NUMBER: 0001104659-20-000856 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191218 FILED AS OF DATE: 20200103 DATE AS OF CHANGE: 20200103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: van de Winkel Jan CENTRAL INDEX KEY: 0001767091 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38869 FILM NUMBER: 20505226 MAIL ADDRESS: STREET 1: C/O HOOKIPA PHARMA INC. STREET 2: 430 EAST 29TH STREET 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOOKIPA Pharma Inc. CENTRAL INDEX KEY: 0001760542 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 815395687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 430 EAST 29TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 0114318906360 MAIL ADDRESS: STREET 1: 430 EAST 29TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 4 1 a4.xml 4 X0306 4 2019-12-18 0 0001760542 HOOKIPA Pharma Inc. HOOK 0001767091 van de Winkel Jan C/O HOOKIPA PHARMA INC. 350 FIFTH AVENUE, 72ND FLOOR, SUITE 7240 NEW YORK NY 10118 1 0 0 0 Stock Option (Right to Buy) 9.96 2019-12-18 4 A 0 28800 0 A 2029-12-18 Common Stock 28800 28800 D This option shall vest and become fully exercisable on December 18, 2020. /s/ Reinhard Kandera, as Attorney-in-Fact 2020-01-03