0001104659-19-074342.txt : 20191219 0001104659-19-074342.hdr.sgml : 20191219 20191219160337 ACCESSION NUMBER: 0001104659-19-074342 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191217 FILED AS OF DATE: 20191219 DATE AS OF CHANGE: 20191219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Matushansky Igor CENTRAL INDEX KEY: 0001768208 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38869 FILM NUMBER: 191295807 MAIL ADDRESS: STREET 1: C/O HOOKIPA PHARMA INC. STREET 2: 430 EAST 29TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOOKIPA Pharma Inc. CENTRAL INDEX KEY: 0001760542 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 815395687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 430 EAST 29TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 0114318906360 MAIL ADDRESS: STREET 1: 430 EAST 29TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 4 1 a4.xml 4 X0306 4 2019-12-17 0 0001760542 HOOKIPA Pharma Inc. HOOK 0001768208 Matushansky Igor C/O HOOKIPA PHARMA INC. 350 FIFTH AVENUE, 72ND FLOOR, SUITE 7240 NEW YORK NY 10118 0 1 0 0 Chief Medical Officer Common Stock 2019-12-17 4 M 0 26312 0.10 A 54895 D Common Stock 2019-12-17 4 S 0 11484 7.87 D 43411 D Stock Option (Right to Buy) 0.10 2019-12-17 4 M 0 26312 0.10 A 2026-12-31 Common Stock 26312 46375 D 25% of this option vested and became exercisable on March 1, 2018, with the remainder vesting in 12 equal quarterly installments thereafter. This option was initially for 129,212 shares and the Reporting Person has exercised his option to purchase 82,837 shares. /s/ Reinhard Kandera, as Attorney-in-Fact 2019-12-19