0001213900-20-043594.txt : 20201218 0001213900-20-043594.hdr.sgml : 20201218 20201218181612 ACCESSION NUMBER: 0001213900-20-043594 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201218 FILED AS OF DATE: 20201218 DATE AS OF CHANGE: 20201218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schultze Special Purpose Acquisition Sponsor, LLC CENTRAL INDEX KEY: 0001760323 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39820 FILM NUMBER: 201401878 BUSINESS ADDRESS: STREET 1: 800 WESTCHESTER AVENUE STREET 2: SUITE 632 CITY: RYE BROOK STATE: NY ZIP: 10573 BUSINESS PHONE: 914-701-5260 MAIL ADDRESS: STREET 1: 800 WESTCHESTER AVENUE STREET 2: SUITE 632 CITY: RYE BROOK STATE: NY ZIP: 10573 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Clever Leaves Holdings Inc. CENTRAL INDEX KEY: 0001819615 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 489 FIFTH AVENUE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 646-880-4382 MAIL ADDRESS: STREET 1: 20TH FLOOR STREET 2: 250 HOWE STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 3R8 3 1 ownership.xml X0206 3 2020-12-18 0 0001819615 Clever Leaves Holdings Inc. CLVR 0001760323 Schultze Special Purpose Acquisition Sponsor, LLC 800 WESTCHESTER AVENUE, SUITE S-632 RYE BROOK NY 10573 0 0 1 0 Common shares 2281036 D Warrants 11.5 2021-01-17 2025-12-18 Common shares 4900000 D Includes 1,172,615 shares subject to certain vesting and forfeiture arrangements, as described in the Issuer's registration statement on Form S-4 (File No. 333-241707). The securities are held directly by Schultze Special Purpose Acquisition Sponsor, LLC (the "Sponsor") and indirectly by George J. Schultze, who controls both Schultze Asset Management, LP, the manager of the Sponsor, and Schultze Master Fund, Ltd, the majority owner of the Sponsor. Mr. Schultze disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Schultze Special Purpose Acquisition Sponsor, LLC, By: Schultze Asset Management, LP, its manager, By: Schultze Asset Management GP, LLC, its general partner, By: /s/ George J. Schultze, Managing Member 2020-12-18