0001209191-20-053744.txt : 20201005 0001209191-20-053744.hdr.sgml : 20201005 20201005171729 ACCESSION NUMBER: 0001209191-20-053744 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201001 FILED AS OF DATE: 20201005 DATE AS OF CHANGE: 20201005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sexton Patrick CENTRAL INDEX KEY: 0001825484 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38823 FILM NUMBER: 201224492 MAIL ADDRESS: STREET 1: C/O HYLIION HOLDINGS CORP. STREET 2: 5100 W. 115TH PLACE CITY: LEAWOOD STATE: KS ZIP: 66211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hyliion Holdings Corp. CENTRAL INDEX KEY: 0001759631 STANDARD INDUSTRIAL CLASSIFICATION: TRUCK & BUS BODIES [3713] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5100 W. 115TH PLACE CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: (913) 981-1020 MAIL ADDRESS: STREET 1: 5100 W. 115TH PLACE CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER COMPANY: FORMER CONFORMED NAME: Tortoise Acquisition Corp. DATE OF NAME CHANGE: 20181120 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-10-01 0 0001759631 Hyliion Holdings Corp. HYLN 0001825484 Sexton Patrick C/O HYLIION HOLDINGS CORP. 1202 BMC DRIVE, SUITE 100 CEDAR PARK TX 78613 0 1 0 0 Chief Technology Officer Stock Option (Right to Buy) 0.158 2020-10-01 4 A 0 218580 A 2029-07-17 Common Stock 218580 218580 D Stock Option (Right to Buy) 0.233 2020-10-01 4 A 0 218580 A 2030-01-15 Common Stock 218580 218580 D Received pursuant to the Business Combination Agreement and Plan of Reorganization, dated as of June 18, 2020, by and among Tortoise Acquisition Corp. ("Tortoise"), Hyliion Inc. ("Legacy Hyliion") and SHLL Merger Sub Inc., a wholly-owned subsidiary of Tortoise ("Merger Sub"), pursuant to which Merger Sub merged with and into Legacy Hyliion, with Legacy Hyliion surviving the merger as a wholly-owned subsidiary of Tortoise (which subsequently changed its name to "Hyliion Holdings Corp.", the "Issuer"). Options vested as to 25% on June 3, 2020 and in equal quarterly installments thereafter over the following three years. Subject to acceleration. Received in exchange for an option to purchase 150,000 shares of Legacy Hyliion common stock. Options vests as to 25% on January 16, 2021 and in equal quarterly installments thereafter over the following three years. Subject to acceleration. /s/ Patrick Sexton 2020-10-05