0001104659-20-118278.txt : 20201026 0001104659-20-118278.hdr.sgml : 20201026 20201026202809 ACCESSION NUMBER: 0001104659-20-118278 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201023 FILED AS OF DATE: 20201026 DATE AS OF CHANGE: 20201026 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Flannery Caimin CENTRAL INDEX KEY: 0001828254 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38821 FILM NUMBER: 201261815 MAIL ADDRESS: STREET 1: C/O LORDSTOWN MOTORS CORP. STREET 2: 2300 HALLOCK YOUNG ROAD CITY: LORDSTOWN STATE: OH ZIP: 44481 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lordstown Motors Corp. CENTRAL INDEX KEY: 0001759546 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 832533239 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2300 HALLOCK YOUNG ROAD CITY: LORDSTOWN STATE: OH ZIP: 44481 BUSINESS PHONE: 234-285-4001 MAIL ADDRESS: STREET 1: 2300 HALLOCK YOUNG ROAD CITY: LORDSTOWN STATE: OH ZIP: 44481 FORMER COMPANY: FORMER CONFORMED NAME: DiamondPeak Holdings Corp. DATE OF NAME CHANGE: 20181120 4 1 a4.xml 4 X0306 4 2020-10-23 0 0001759546 Lordstown Motors Corp. RIDE 0001828254 Flannery Caimin C/O LORDSTOWN MOTORS CORP. 2300 HALLOCK YOUNG ROAD LORDSTOWN OH 44481 0 1 0 0 Vice President of Business Dev Incentive Stock Options (Right to Buy) 1.79 2020-10-23 4 A 0 167645 A 2029-11-01 Class A Common Stock 167645 167645 D Non-Qualified Stock Options (Right to Buy) 1.79 2020-10-23 4 A 0 616444 A 2029-11-01 Class A Common Stock 616444 616444 D The options were received in exchange for options to purchase 3,000 shares of Legacy Lordstown pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"). Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer. 55,882 options are fully vested and exercisable. 55,882 options vest on November 1, 2020, and 55,881 options vest on November 1, 2021. The options were received in exchange for options to purchase 11,031.24 shares of Legacy Lordstown pursuant to the Merger Agreement. 209,592 options are fully vested and exercisable. 203,426 options vest on November 1, 2020, and 203,426 options vest on November 1, 2021. /s/ Thomas V. Canepa, Attorney-in-Fact 2020-10-26