0001667731-23-000442.txt : 20231016 0001667731-23-000442.hdr.sgml : 20231016 20231016163822 ACCESSION NUMBER: 0001667731-23-000442 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231013 FILED AS OF DATE: 20231016 DATE AS OF CHANGE: 20231016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ortmanns Stefan CENTRAL INDEX KEY: 0001759504 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39030 FILM NUMBER: 231327706 MAIL ADDRESS: STREET 1: WALTER-SCHEIBLER-STR 24 CITY: MONSCHAU STATE: 2M ZIP: 52156 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cerence Inc. CENTRAL INDEX KEY: 0001768267 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 834719946 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE BURLINGTON WOODS DRIVE, SUITE 301A CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 617-580-0843 MAIL ADDRESS: STREET 1: ONE BURLINGTON WOODS DRIVE, SUITE 301A CITY: BURLINGTON STATE: MA ZIP: 01803 FORMER COMPANY: FORMER CONFORMED NAME: Cerence LLC DATE OF NAME CHANGE: 20190513 FORMER COMPANY: FORMER CONFORMED NAME: Diamond SpinCo, LLC DATE OF NAME CHANGE: 20190215 4 1 ortmanns10162023.xml X0508 4 2023-10-13 0 0001768267 Cerence Inc. CRNC 0001759504 Ortmanns Stefan 1 BURLINGTON WOODS 3RD FLOOR, SUITE #301A BURLINGTON MA 01803 1 1 0 0 Chief Executive Officer 0 Common Stock 2023-10-13 4 S 0 54212 17.97 D 436013 D Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. /s/ Jennifer Salinas, Attorney-in-Fact 2023-10-16