0001959173-24-002533.txt : 20240320 0001959173-24-002533.hdr.sgml : 20240320 20240320164436 ACCESSION NUMBER: 0001959173-24-002533 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240320 DATE AS OF CHANGE: 20240320 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STEM, INC. CENTRAL INDEX KEY: 0001758766 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 264466193 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-39455 FILM NUMBER: 24768338 BUSINESS ADDRESS: STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 937-7836 MAIL ADDRESS: STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Transition Corp. DATE OF NAME CHANGE: 20200714 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Acquisition Corp. DATE OF NAME CHANGE: 20181119 FORMER COMPANY: FORMER CONFORMED NAME: Roaring Fork Acquisition Corp. DATE OF NAME CHANGE: 20181109 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Schaefer Robert CENTRAL INDEX KEY: 0001916675 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 100 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 144 1 primary_doc.xml 144 0001916675 XXXXXXXX LIVE 0001758766 STEM, INC. 001-39455 100 CALIFORNIA STREET, 14TH FLOOR SAN FRANCISCO CA 94111 (415) 937-7836 Schaefer Robert Officer Common Fidelity Brokerage Services LLC
900 Salem Street Smithfield RI 02917
100000 183000.00 157773620 03/20/2024 NYSE
Common 08/02/2023 Compensation Issuer N 100000 08/02/2023 Compensation N Robert J. Schaefer
100 California Street 14th Floor San Francisco CA 94111
Common 02/16/2024 7866 24914.77
Robert J. Schaefer
100 California Street 14th Floor San Francisco CA 94111
Common 03/04/2024 5945 14716.25
Robert J. Schaefer
100 California Street 14th Floor San Francisco CA 94111
Common 03/08/2024 37463 82160.11
Robert J. Schaefer
100 California Street 14th Floor San Francisco CA 94111
Common 03/19/2024 100000 182000.00
03/20/2024 /s/ Bradley Camilo, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Robert Schaefer