0001959173-24-001884.txt : 20240305
0001959173-24-001884.hdr.sgml : 20240305
20240305121817
ACCESSION NUMBER: 0001959173-24-001884
CONFORMED SUBMISSION TYPE: 144
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20240305
DATE AS OF CHANGE: 20240305
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: STEM, INC.
CENTRAL INDEX KEY: 0001758766
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 264466193
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 144
SEC ACT: 1933 Act
SEC FILE NUMBER: 001-39455
FILM NUMBER: 24719170
BUSINESS ADDRESS:
STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 937-7836
MAIL ADDRESS:
STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER COMPANY:
FORMER CONFORMED NAME: Star Peak Energy Transition Corp.
DATE OF NAME CHANGE: 20200714
FORMER COMPANY:
FORMER CONFORMED NAME: Star Peak Energy Acquisition Corp.
DATE OF NAME CHANGE: 20181119
FORMER COMPANY:
FORMER CONFORMED NAME: Roaring Fork Acquisition Corp.
DATE OF NAME CHANGE: 20181109
REPORTING-OWNER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tappin Matthew
CENTRAL INDEX KEY: 0001986259
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 144
MAIL ADDRESS:
STREET 1: 100 CALIFORNIA STREET
STREET 2: 14TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
144
1
primary_doc.xml
144
0001986259
XXXXXXXX
LIVE
0001758766
STEM, INC.
001-39455
100 CALIFORNIA STREET, 14TH FLOOR
SAN FRANCISCO
CA
94111
(415) 937-7836
Tappin Matthew
Officer
Common
Fidelity Brokerage Services LLC
900 Salem Street
Smithfield
RI
02917
3837
9247.17
157773620
03/05/2024
NYSE
Common
03/01/2024
Restricted Stock Vesting
Issuer
N
3837
03/01/2024
Compensation
N
Matthew Tappin
100 California Street
14th Floor
San Francisco
CA
94111
Common
01/03/2024
5207
18523.38
Matthew Tappin
100 California Street
14th Floor
San Francisco
CA
94111
Common
02/14/2024
4556
14351.40
Matthew Tappin
100 California Street
14th Floor
San Francisco
CA
94111
Common
02/16/2024
10602
33580.77
Matthew Tappin
100 California Street
14th Floor
San Francisco
CA
94111
Common
02/20/2024
6857
20913.85
Matthew Tappin
100 California Street
14th Floor
San Francisco
CA
94111
Common
03/04/2024
5724
14169.19
03/05/2024
11/13/2023
/s/ Gerardo Ibarra-Munoz, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Matthew Tappin