0001959173-23-003074.txt : 20230810 0001959173-23-003074.hdr.sgml : 20230810 20230810101127 ACCESSION NUMBER: 0001959173-23-003074 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230810 DATE AS OF CHANGE: 20230810 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STEM, INC. CENTRAL INDEX KEY: 0001758766 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 264466193 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-39455 FILM NUMBER: 231157667 BUSINESS ADDRESS: STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 937-7836 MAIL ADDRESS: STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Transition Corp. DATE OF NAME CHANGE: 20200714 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Acquisition Corp. DATE OF NAME CHANGE: 20181119 FORMER COMPANY: FORMER CONFORMED NAME: Roaring Fork Acquisition Corp. DATE OF NAME CHANGE: 20181109 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Russo Alan CENTRAL INDEX KEY: 0001864029 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 100 ROLLINS ROAD CITY: MILLBRAE STATE: CA ZIP: 94030 144 1 primary_doc.xml 144 0001864029 XXXXXXXX LIVE 0001758766 STEM, INC. 001-39455 100 CALIFORNIA STREET, 14TH FLOOR SAN FRANCISCO CA 94111 (415) 937-7836 Russo Alan Officer Common Fidelity Brokerage Services LLC

900 Salem Street Smithfield RI 02917

13427 87275.50 155802411 08/10/2023 NYSE Common 04/28/2023 Restricted Stock Vesting Issuer N 2702 04/28/2023 Compensation Common 03/01/2023 Restricted Stock Vesting Issuer N 10725 03/01/2023 Compensation Y 08/10/2023 /s/ Daniel Tucci, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Alan Russo