0001864717-23-000003.txt : 20230428 0001864717-23-000003.hdr.sgml : 20230428 20230428071134 ACCESSION NUMBER: 0001864717-23-000003 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230428 DATE AS OF CHANGE: 20230428 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STEM, INC. CENTRAL INDEX KEY: 0001758766 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 264466193 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-39455 FILM NUMBER: 23860122 BUSINESS ADDRESS: STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 937-7836 MAIL ADDRESS: STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Transition Corp. DATE OF NAME CHANGE: 20200714 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Acquisition Corp. DATE OF NAME CHANGE: 20181119 FORMER COMPANY: FORMER CONFORMED NAME: Roaring Fork Acquisition Corp. DATE OF NAME CHANGE: 20181109 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Johnson larsh CENTRAL INDEX KEY: 0001864717 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 100 ROLLINS RD CITY: MILLBRAE STATE: CA ZIP: 94030 144 1 primary_doc.xml 144 0001864717 XXXXXXXX LIVE 0001758766 Stem, Inc. 001-39455 100 California Street 14th Floor San Francisco CA 94111 877-374-7836 Larsh Johnson Officer Common Stock Carta Securities LLC

333 Bush Street Ste. 2300 San Francisco CA 94104

1195 4979 154574741 04/28/2023 NYSE Common Stock 07/02/2021 Restricted Stock Units Issuer N 3453 04/28/2023 N/A N Larsh Johnson

100 California Street 14th Floor San Francisco CA 94111

Common Stock 03/01/2023 6877 55723.64 04/28/2023 Larsh Johnson