0001758766-24-000084.txt : 20240430
0001758766-24-000084.hdr.sgml : 20240430
20240430172218
ACCESSION NUMBER: 0001758766-24-000084
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240428
FILED AS OF DATE: 20240430
DATE AS OF CHANGE: 20240430
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Patel Prakesh
CENTRAL INDEX KEY: 0001863629
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39455
FILM NUMBER: 24898665
MAIL ADDRESS:
STREET 1: 100 ROLLINS ROAD
CITY: MILLBRAE
STATE: CA
ZIP: 94030
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STEM, INC.
CENTRAL INDEX KEY: 0001758766
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 264466193
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 937-7836
MAIL ADDRESS:
STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER COMPANY:
FORMER CONFORMED NAME: Star Peak Energy Transition Corp.
DATE OF NAME CHANGE: 20200714
FORMER COMPANY:
FORMER CONFORMED NAME: Star Peak Energy Acquisition Corp.
DATE OF NAME CHANGE: 20181119
FORMER COMPANY:
FORMER CONFORMED NAME: Roaring Fork Acquisition Corp.
DATE OF NAME CHANGE: 20181109
4
1
wk-form4_1714512126.xml
FORM 4
X0508
4
2024-04-28
0
0001758766
STEM, INC.
STEM
0001863629
Patel Prakesh
100 CALIFORNIA STREET
14TH FLOOR
SAN FRANCISCO
CA
94111
0
1
0
0
Chief Strategy Officer
0
Common Stock, Par Value $0.0001 Per Share
2024-04-28
4
M
0
65000
0
A
202078
D
Common Stock, Par Value $0.0001 Per Share
2024-04-28
4
M
0
3453
0
A
205531
D
Common Stock, Par Value $0.0001 Per Share
2024-04-30
4
S
0
23863
1.87
D
181668
D
Restricted Stock Unit
0
2024-04-28
4
M
0
3453
0
D
Common Stock, Par Value $0.0001 Per Share
3453
168947
D
Restricted Stock Unit
0
2024-04-28
4
M
0
65000
0
D
Common Stock, Par Value $0.0001 Per Share
65000
103947
D
Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
On July 2, 2021, the reporting person was granted 13,812 RSUs vesting in four equal annual installments beginning on April 28, 2022.
On July 2, 2021, the reporting person was granted 65,000 RSUs vesting 100% on April 28, 2024.
/s/ Chen Zhang, attorney-in-fact
2024-04-30