0001758766-24-000080.txt : 20240430
0001758766-24-000080.hdr.sgml : 20240430
20240430172100
ACCESSION NUMBER: 0001758766-24-000080
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240428
FILED AS OF DATE: 20240430
DATE AS OF CHANGE: 20240430
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Russo Alan
CENTRAL INDEX KEY: 0001864029
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39455
FILM NUMBER: 24898646
MAIL ADDRESS:
STREET 1: 100 ROLLINS ROAD
CITY: MILLBRAE
STATE: CA
ZIP: 94030
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STEM, INC.
CENTRAL INDEX KEY: 0001758766
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 264466193
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 937-7836
MAIL ADDRESS:
STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER COMPANY:
FORMER CONFORMED NAME: Star Peak Energy Transition Corp.
DATE OF NAME CHANGE: 20200714
FORMER COMPANY:
FORMER CONFORMED NAME: Star Peak Energy Acquisition Corp.
DATE OF NAME CHANGE: 20181119
FORMER COMPANY:
FORMER CONFORMED NAME: Roaring Fork Acquisition Corp.
DATE OF NAME CHANGE: 20181109
4
1
wk-form4_1714512051.xml
FORM 4
X0508
4
2024-04-28
0
0001758766
STEM, INC.
STEM
0001864029
Russo Alan
100 CALIFORNIA STREET
14TH FLOOR
SAN FRANCISCO
CA
94111
0
1
0
0
Chief Revenue Officer
0
Common Stock, Par Value $0.0001 Per Share
2024-04-28
4
M
0
65000
0
A
232798
D
Common Stock, Par Value $0.0001 Per Share
2024-04-28
4
M
0
4254
0
A
237052
D
Common Stock, Par Value $0.0001 Per Share
2024-04-30
4
S
0
24142
1.87
D
212910
D
Restricted Stock Unit
0
2024-04-28
4
M
0
65000
0
D
Common Stock, Par Value $0.0001 Per Share
65000
109003
D
Restricted Stock Unit
0
2024-04-28
4
M
0
4254
0
D
Common Stock, Par Value $0.0001 Per Share
4254
104749
D
Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
On July 2, 2021, the reporting person was granted 65,000 RSUs vesting 100% on April 28, 2024.
On July 2, 2021, the reporting person was granted 17,018 RSUs vesting in four equal annual installments beginning on April 28, 2022.
/s/ Chen Zhang, attorney-in-fact
2024-04-30