0001758766-24-000060.txt : 20240320
0001758766-24-000060.hdr.sgml : 20240320
20240320180810
ACCESSION NUMBER: 0001758766-24-000060
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240319
FILED AS OF DATE: 20240320
DATE AS OF CHANGE: 20240320
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schaefer Robert
CENTRAL INDEX KEY: 0001916675
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39455
FILM NUMBER: 24768876
MAIL ADDRESS:
STREET 1: 100 CALIFORNIA STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STEM, INC.
CENTRAL INDEX KEY: 0001758766
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 264466193
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 937-7836
MAIL ADDRESS:
STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER COMPANY:
FORMER CONFORMED NAME: Star Peak Energy Transition Corp.
DATE OF NAME CHANGE: 20200714
FORMER COMPANY:
FORMER CONFORMED NAME: Star Peak Energy Acquisition Corp.
DATE OF NAME CHANGE: 20181119
FORMER COMPANY:
FORMER CONFORMED NAME: Roaring Fork Acquisition Corp.
DATE OF NAME CHANGE: 20181109
4
1
wk-form4_1710972481.xml
FORM 4
X0508
4
2024-03-19
0
0001758766
STEM, INC.
STEM
0001916675
Schaefer Robert
100 CALIFORNIA STREET
14TH FL.
SAN FRANCISCO
CA
94111
0
1
0
0
President, Transformational
0
Common Stock, Par Value $0.0001 Per Share
2024-03-19
4
S
0
100000
1.82
D
716110
D
Common Stock, Par Value $0.0001 Per Share
268943
I
By 2021 K.B. Schaefer Legacy Trust
Common Stock, Par Value $0.0001 Per Share
268943
I
By 2021 N.R. Schaefer Legacy Trust
Common Stock, Par Value $0.0001 Per Share
537886
I
By Trust
Held by the 2021 K.B. Schaefer Legacy Trust, of which the reporting person is the settlor.
Held by the 2021 N.R. Schaefer Legacy Trust, of which the reporting person is the settlor.
/s/ Chen Zhang, attorney-in-fact
2024-03-20