0001758766-24-000060.txt : 20240320 0001758766-24-000060.hdr.sgml : 20240320 20240320180810 ACCESSION NUMBER: 0001758766-24-000060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240319 FILED AS OF DATE: 20240320 DATE AS OF CHANGE: 20240320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schaefer Robert CENTRAL INDEX KEY: 0001916675 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39455 FILM NUMBER: 24768876 MAIL ADDRESS: STREET 1: 100 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEM, INC. CENTRAL INDEX KEY: 0001758766 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 264466193 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 937-7836 MAIL ADDRESS: STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Transition Corp. DATE OF NAME CHANGE: 20200714 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Acquisition Corp. DATE OF NAME CHANGE: 20181119 FORMER COMPANY: FORMER CONFORMED NAME: Roaring Fork Acquisition Corp. DATE OF NAME CHANGE: 20181109 4 1 wk-form4_1710972481.xml FORM 4 X0508 4 2024-03-19 0 0001758766 STEM, INC. STEM 0001916675 Schaefer Robert 100 CALIFORNIA STREET 14TH FL. SAN FRANCISCO CA 94111 0 1 0 0 President, Transformational 0 Common Stock, Par Value $0.0001 Per Share 2024-03-19 4 S 0 100000 1.82 D 716110 D Common Stock, Par Value $0.0001 Per Share 268943 I By 2021 K.B. Schaefer Legacy Trust Common Stock, Par Value $0.0001 Per Share 268943 I By 2021 N.R. Schaefer Legacy Trust Common Stock, Par Value $0.0001 Per Share 537886 I By Trust Held by the 2021 K.B. Schaefer Legacy Trust, of which the reporting person is the settlor. Held by the 2021 N.R. Schaefer Legacy Trust, of which the reporting person is the settlor. /s/ Chen Zhang, attorney-in-fact 2024-03-20