0001758766-22-000165.txt : 20220916 0001758766-22-000165.hdr.sgml : 20220916 20220916175323 ACCESSION NUMBER: 0001758766-22-000165 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220915 FILED AS OF DATE: 20220916 DATE AS OF CHANGE: 20220916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Homenock Kim CENTRAL INDEX KEY: 0001941731 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39455 FILM NUMBER: 221248953 MAIL ADDRESS: STREET 1: 100 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEM, INC. CENTRAL INDEX KEY: 0001758766 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 264466193 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 937-7836 MAIL ADDRESS: STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Transition Corp. DATE OF NAME CHANGE: 20200714 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Acquisition Corp. DATE OF NAME CHANGE: 20181119 FORMER COMPANY: FORMER CONFORMED NAME: Roaring Fork Acquisition Corp. DATE OF NAME CHANGE: 20181109 4 1 wf-form4_166336518779523.xml FORM 4 X0306 4 2022-09-15 0 0001758766 STEM, INC. STEM 0001941731 Homenock Kim 100 CALIFORNIA STREET 14TH FLOOR SAN FRANCISCO CA 94111 0 1 0 0 Chief People Officer Common Stock, Par Value $0.0001 Per Share 2022-09-15 4 S 0 26702 17.0535 D 26702 D The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $17.01 to $17.20. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Kathy Medford, Attorney-in-Fact 2022-09-16