0001758766-22-000026.txt : 20220214 0001758766-22-000026.hdr.sgml : 20220214 20220214173103 ACCESSION NUMBER: 0001758766-22-000026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220209 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shukla Rahul CENTRAL INDEX KEY: 0001900919 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39455 FILM NUMBER: 22635268 MAIL ADDRESS: STREET 1: 100 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEM, INC. CENTRAL INDEX KEY: 0001758766 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 264466193 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 937-7836 MAIL ADDRESS: STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Transition Corp. DATE OF NAME CHANGE: 20200714 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Acquisition Corp. DATE OF NAME CHANGE: 20181119 FORMER COMPANY: FORMER CONFORMED NAME: Roaring Fork Acquisition Corp. DATE OF NAME CHANGE: 20181109 4 1 wf-form4_164487780369929.xml FORM 4 X0306 4 2022-02-09 0 0001758766 STEM, INC. STEM 0001900919 Shukla Rahul 472 KINGSFORD DRIVE MORAGA CA 94556 0 1 0 0 Chief Accounting Officer Restricted Stock Unit 2022-02-09 4 A 0 17376 0 A Common Stock, Par Value $0.0001 Per Share 17376.0 17376 D Each restricted stock unit ("RSU") award represents the contingent right to receive one (1) share of common stock. The RSU award vests ratably over four years beginning January 18, 2021. /s/ William Bush, Attorney-in-Fact 2022-02-14