0001758766-21-000152.txt : 20210817
0001758766-21-000152.hdr.sgml : 20210817
20210817173612
ACCESSION NUMBER: 0001758766-21-000152
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210813
FILED AS OF DATE: 20210817
DATE AS OF CHANGE: 20210817
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Daley Adam
CENTRAL INDEX KEY: 0001821227
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39455
FILM NUMBER: 211184224
MAIL ADDRESS:
STREET 1: C/O MAGNETAR CAPITAL LLC
STREET 2: 1603 ORRINGTON AVENUE, 13TH FLOOR
CITY: EVANSTON
STATE: IL
ZIP: 60201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STEM, INC.
CENTRAL INDEX KEY: 0001758766
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 264466193
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 937-7836
MAIL ADDRESS:
STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER COMPANY:
FORMER CONFORMED NAME: Star Peak Energy Transition Corp.
DATE OF NAME CHANGE: 20200714
FORMER COMPANY:
FORMER CONFORMED NAME: Star Peak Energy Acquisition Corp.
DATE OF NAME CHANGE: 20181119
FORMER COMPANY:
FORMER CONFORMED NAME: Roaring Fork Acquisition Corp.
DATE OF NAME CHANGE: 20181109
4
1
wf-form4_162923615317496.xml
FORM 4
X0306
4
2021-08-13
0
0001758766
STEM, INC.
STEM
0001821227
Daley Adam
100 CALIFORNIA STREET
14TH FLOOR
SAN FRANCISCO
CA
94111
1
0
0
0
Common Stock, Par Value $0.0001 Per Share
2021-08-13
4
J
0
432725
0
A
432725
I
By Daley Revocable Trust
Common Stock, Par Value $0.0001 Per Share
2021-08-13
4
J
0
246251
0
A
678976
I
By Daley Investment Trust
Common Stock, Par Value $0.0001 Per Share
2021-08-13
4
J
0
87384
0
A
766360
D
The shares of common stock reported herein give effect to the pro rata distribution from Star Peak Sponsor LLC (the "Sponsor") and its affiliates for no additional consideration to members of the Sponsor, including the reporting person.
Held by Daley Revocable Trust, of which the reporting person is a trustee.
The shares of common stock reported herein give effect to the pro rata distribution from an affiliate of the Sponsor for no additional consideration to members of the Sponsor, including the reporting person.
Held by Daley Investment Trust, of which the reporting person is a trustee.
/s/ William Bush, Attorney-in-Fact
2021-08-17