0001758766-21-000152.txt : 20210817 0001758766-21-000152.hdr.sgml : 20210817 20210817173612 ACCESSION NUMBER: 0001758766-21-000152 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210813 FILED AS OF DATE: 20210817 DATE AS OF CHANGE: 20210817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Daley Adam CENTRAL INDEX KEY: 0001821227 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39455 FILM NUMBER: 211184224 MAIL ADDRESS: STREET 1: C/O MAGNETAR CAPITAL LLC STREET 2: 1603 ORRINGTON AVENUE, 13TH FLOOR CITY: EVANSTON STATE: IL ZIP: 60201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEM, INC. CENTRAL INDEX KEY: 0001758766 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 264466193 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 937-7836 MAIL ADDRESS: STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Transition Corp. DATE OF NAME CHANGE: 20200714 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Acquisition Corp. DATE OF NAME CHANGE: 20181119 FORMER COMPANY: FORMER CONFORMED NAME: Roaring Fork Acquisition Corp. DATE OF NAME CHANGE: 20181109 4 1 wf-form4_162923615317496.xml FORM 4 X0306 4 2021-08-13 0 0001758766 STEM, INC. STEM 0001821227 Daley Adam 100 CALIFORNIA STREET 14TH FLOOR SAN FRANCISCO CA 94111 1 0 0 0 Common Stock, Par Value $0.0001 Per Share 2021-08-13 4 J 0 432725 0 A 432725 I By Daley Revocable Trust Common Stock, Par Value $0.0001 Per Share 2021-08-13 4 J 0 246251 0 A 678976 I By Daley Investment Trust Common Stock, Par Value $0.0001 Per Share 2021-08-13 4 J 0 87384 0 A 766360 D The shares of common stock reported herein give effect to the pro rata distribution from Star Peak Sponsor LLC (the "Sponsor") and its affiliates for no additional consideration to members of the Sponsor, including the reporting person. Held by Daley Revocable Trust, of which the reporting person is a trustee. The shares of common stock reported herein give effect to the pro rata distribution from an affiliate of the Sponsor for no additional consideration to members of the Sponsor, including the reporting person. Held by Daley Investment Trust, of which the reporting person is a trustee. /s/ William Bush, Attorney-in-Fact 2021-08-17