0001758730-24-000152.txt : 20240722 0001758730-24-000152.hdr.sgml : 20240722 20240722172954 ACCESSION NUMBER: 0001758730-24-000152 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240718 FILED AS OF DATE: 20240722 DATE AS OF CHANGE: 20240722 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bruni Enrico CENTRAL INDEX KEY: 0001771187 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38860 FILM NUMBER: 241132391 MAIL ADDRESS: STREET 1: TRADEWEB MARKETS INC. STREET 2: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tradeweb Markets Inc. CENTRAL INDEX KEY: 0001758730 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 646-430-6000 MAIL ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 4 1 wk-form4_1721683787.xml FORM 4 X0508 4 2024-07-18 0 0001758730 Tradeweb Markets Inc. TW 0001771187 Bruni Enrico TRADEWEB MARKETS INC. 1177 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 1 0 0 Managing Director, Europe/Asia 1 Class A common stock 2024-07-18 4 M 0 6855 20.59 A 96024 D Class A common stock 2024-07-18 4 S 0 400 109.40 D 95624 D Class A common stock 2024-07-18 4 S 0 6455 109.3396 D 89169 D Class A common stock 2024-07-19 4 M 0 29400 20.59 A 118569 D Class A common stock 2024-07-19 4 S 0 18409 109.3583 D 100160 D Class A common stock 2024-07-19 4 S 0 10991 109.4313 D 89169 D Class A common stock 2024-07-22 4 M 0 13609 20.59 A 102778 D Class A common stock 2024-07-22 4 S 0 13609 109.5109 D 89169 D Stock Option (Right to Buy) 20.59 2024-07-18 4 M 0 6855 0 D 2028-10-26 Class A common stock 6855 110183 D Stock Option (Right to Buy) 20.59 2024-07-19 4 M 0 29400 0 D 2028-10-26 Class A common stock 29400 80783 D Stock Option (Right to Buy) 20.59 2024-07-22 4 M 0 13609 0 D 2028-10-26 Class A common stock 13609 67174 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024. This amount includes (i) 3,682 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 15, 2025, (ii) 14,271 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, (iii) 11,879 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2025 and March 15, 2026, (iv) 32,305 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2026, and (v) 10,112 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2025, March 15, 2026 and March 15, 2027, in each case subject to the reporting person's continued employment through the applicable vesting date. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.30 to $109.40, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnotes 3, 4, 5 and 6 to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.30 to $109.52, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.40 to $109.52, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.40 to $110.00, inclusive. The option is fully vested and exercisable as of the date hereof. /s/ Douglas Friedman, Attorney-in-Fact for Enrico Bruni 2024-07-22