0001758730-24-000114.txt : 20240513
0001758730-24-000114.hdr.sgml : 20240513
20240513173254
ACCESSION NUMBER: 0001758730-24-000114
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240509
FILED AS OF DATE: 20240513
DATE AS OF CHANGE: 20240513
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hult William
CENTRAL INDEX KEY: 0001771194
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38860
FILM NUMBER: 24940508
MAIL ADDRESS:
STREET 1: TRADEWEB MARKETS INC.
STREET 2: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tradeweb Markets Inc.
CENTRAL INDEX KEY: 0001758730
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 646-430-6000
MAIL ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
4
1
wk-form4_1715635959.xml
FORM 4
X0508
4
2024-05-09
0
0001758730
Tradeweb Markets Inc.
TW
0001771194
Hult William
TRADEWEB MARKETS INC.
1177 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
1
1
0
0
Chief Executive Officer
1
Class A common stock
2024-05-09
4
M
0
51000
20.59
A
280191
D
Class A common stock
2024-05-09
4
S
0
51000
112.5682
D
229191
D
Class A common stock
2024-05-10
4
M
0
47000
20.59
A
276191
D
Class A common stock
2024-05-10
4
S
0
39200
111.6309
D
236991
D
Class A common stock
2024-05-10
4
S
0
7800
111.6291
D
229191
D
Stock Option (Right to Buy)
20.59
2024-05-09
4
M
0
51000
0
D
2028-10-26
Class A common stock
51000
191900
D
Stock Option (Right to Buy)
20.59
2024-05-10
4
M
0
47000
0
D
2028-10-26
Class A common stock
47000
144900
D
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2024.
This amount includes (i) 8,654 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on March 15, 2025, (ii) 31,268 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, (iii) 28,752 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2025 and March 15, 2026, (iv) 78,191 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2026, and (v) 35,034 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2025, March 15, 2026 and March 15, 2027, in each case, subject to the reporting person's continued employment through the applicable vesting date.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.54 to $113.32, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.42 to $113.95, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.42 to $113.80, inclusive.
This option is fully vested and exercisable as of the date hereof.
/s/ Douglas Friedman, Attorney-in-Fact for William Hult
2024-05-13