0001758730-24-000103.txt : 20240508 0001758730-24-000103.hdr.sgml : 20240508 20240508185149 ACCESSION NUMBER: 0001758730-24-000103 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240318 FILED AS OF DATE: 20240508 DATE AS OF CHANGE: 20240508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hult William CENTRAL INDEX KEY: 0001771194 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38860 FILM NUMBER: 24927941 MAIL ADDRESS: STREET 1: TRADEWEB MARKETS INC. STREET 2: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tradeweb Markets Inc. CENTRAL INDEX KEY: 0001758730 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 646-430-6000 MAIL ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 4/A 1 wk-form4a_1715208696.xml FORM 4/A X0508 4/A 2024-03-18 2024-03-19 0 0001758730 Tradeweb Markets Inc. TW 0001771194 Hult William TRADEWEB MARKETS INC. 1177 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 1 0 0 Chief Executive Officer 0 Class A common stock 2024-03-18 4 A 0 83 0 A 229191 D On March 19, 2024, the reporting person filed a Form 4 that reported the gross number of shares to which the reporting person became entitled in settlement of certain dividend equivalent right (the "DER") proceeds, rather than the number of actual shares acquired net of withholding taxes, in connection with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock (the "Class A Common Stock") held by the reporting person. This Form 4/A reports the correct number of shares acquired and the correct number of shares held by the reporting person following the transaction that occurred on March 18, 2024. Represents shares of Class A Common Stock acquired in connection with the settlement of DERs. The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. This amount includes (i) 8,654 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on March 15, 2025, (ii) 31,268 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, (iii) 28,752 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2025 and March 15, 2026, (iv) 78,191 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2026, and (v) 35,034 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2025, March 15, 2026 and March 15, 2027, in each case, subject to the reporting person's continued employment through the applicable vesting date. /s/ Douglas Friedman, Attorney-in-Fact for William Hult 2024-05-08