0001758730-24-000016.txt : 20240108
0001758730-24-000016.hdr.sgml : 20240108
20240108164709
ACCESSION NUMBER: 0001758730-24-000016
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240104
FILED AS OF DATE: 20240108
DATE AS OF CHANGE: 20240108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hult William
CENTRAL INDEX KEY: 0001771194
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38860
FILM NUMBER: 24520790
MAIL ADDRESS:
STREET 1: TRADEWEB MARKETS INC.
STREET 2: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tradeweb Markets Inc.
CENTRAL INDEX KEY: 0001758730
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 646-430-6000
MAIL ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
4
1
wk-form4_1704750418.xml
FORM 4
X0508
4
2024-01-04
0
0001758730
Tradeweb Markets Inc.
TW
0001771194
Hult William
TRADEWEB MARKETS INC.
1177 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
1
1
0
0
Chief Executive Officer
1
Class A common stock
2024-01-04
4
S
0
14425
94.4696
D
142816
D
Class A common stock
2024-01-05
4
S
0
9616
93.8626
D
133200
D
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023, as modified on September 8, 2023.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.04 to $95.41, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 4 to this Form 4.
This amount includes (i) 8,281 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that are scheduled to vest on March 15, 2024, (ii) 17,309 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iii) 31,268 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (iv) 43,128 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case, subject to the reporting person's continued employment through the applicable vesting date.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.81 to $95.81, inclusive.
/s/ Douglas Friedman, Attorney-in-Fact for William Hult
2024-01-08