0001758730-23-000089.txt : 20230320
0001758730-23-000089.hdr.sgml : 20230320
20230320190543
ACCESSION NUMBER: 0001758730-23-000089
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230316
FILED AS OF DATE: 20230320
DATE AS OF CHANGE: 20230320
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zucker Scott
CENTRAL INDEX KEY: 0001771197
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38860
FILM NUMBER: 23747508
MAIL ADDRESS:
STREET 1: TRADEWEB MARKETS INC.
STREET 2: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tradeweb Markets Inc.
CENTRAL INDEX KEY: 0001758730
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 646-430-6000
MAIL ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
4
1
wf-form4_167935353201898.xml
FORM 4
X0407
4
2023-03-16
0
0001758730
Tradeweb Markets Inc.
TW
0001771197
Zucker Scott
TRADEWEB MARKETS INC.
1177 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
1
0
0
Chief Admin. and Risk Officer
0
Class A common stock
2023-03-16
4
F
0
1632
74.19
D
34277
D
Class A common stock
2023-03-16
4
A
0
8
0
A
34285
D
Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person.
This amount includes (i) 3,001 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 1,697 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2024, (iii) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, (iv) 2,985 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (v) 5,785 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (vi) 5,822 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date.
Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate.
/s/ Scott Zucker
2023-03-20