0001758730-23-000074.txt : 20230317
0001758730-23-000074.hdr.sgml : 20230317
20230317160612
ACCESSION NUMBER: 0001758730-23-000074
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230315
FILED AS OF DATE: 20230317
DATE AS OF CHANGE: 20230317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zucker Scott
CENTRAL INDEX KEY: 0001771197
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38860
FILM NUMBER: 23742553
MAIL ADDRESS:
STREET 1: TRADEWEB MARKETS INC.
STREET 2: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tradeweb Markets Inc.
CENTRAL INDEX KEY: 0001758730
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 646-430-6000
MAIL ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
4
1
wf-form4_167908356097746.xml
FORM 4
X0306
4
2023-03-15
0
0001758730
Tradeweb Markets Inc.
TW
0001771197
Zucker Scott
TRADEWEB MARKETS INC.
1177 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
1
0
0
Chief Admin. and Risk Officer
Class A common stock
2023-03-15
4
A
0
5822
0
A
35909
D
The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2023.
This amount includes (i) 3,001 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 1,697 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2024, (iii) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, (iv) 2,985 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (v) 5,785 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (vi) 5,822 unvested RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 of this Form 4, in each case subject to the reporting person's continued employment through the applicable vesting date.
/s/ Scott Zucker
2023-03-17