0001758730-23-000057.txt : 20230228
0001758730-23-000057.hdr.sgml : 20230228
20230228161050
ACCESSION NUMBER: 0001758730-23-000057
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230224
FILED AS OF DATE: 20230228
DATE AS OF CHANGE: 20230228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Olesky Lee
CENTRAL INDEX KEY: 0001771195
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38860
FILM NUMBER: 23685315
MAIL ADDRESS:
STREET 1: TRADEWEB MARKETS INC.
STREET 2: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tradeweb Markets Inc.
CENTRAL INDEX KEY: 0001758730
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 646-430-6000
MAIL ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
4
1
wf-form4_167761861190011.xml
FORM 4
X0306
4
2023-02-24
0
0001758730
Tradeweb Markets Inc.
TW
0001771195
Olesky Lee
TRADEWEB MARKETS INC.
1177 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
1
0
0
0
Class A common stock
2023-02-24
4
A
0
37336
0
A
303715
D
Class A common stock
20000
I
See footnote
The reported transaction reflects the acquisition of performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that were granted to the reporting person on March 15, 2022, subject to the achievement of certain performance goals in respect of calendar year 2022. The level of achievement of those performance goals was determined on February 24, 2023. These RSUs remain unvested and are scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. The award will vest in accordance with its vesting terms per the retirement provisions of the grant agreement.
Includes (i) 17,151 RSUs in respect of Class A Common Stock scheduled to vest on March 17, 2023, (ii) 19,777 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on March 15, 2023 and March 15, 2024, (iii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iv) 31,000 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on March 15, 2023, March 15, 2024 and March 15, 2025, (vi) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (vii) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vii) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement.
The reporting person owns these securities through The Lee Olesky 2019 Family Trust U/A/D March 21, 2019 ("The Family Trust"). The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein.
/s/ Scott Zucker, Attorney-in-Fact for Lee Olesky
2023-02-28