0001758730-23-000034.txt : 20230118
0001758730-23-000034.hdr.sgml : 20230118
20230118160803
ACCESSION NUMBER: 0001758730-23-000034
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230113
FILED AS OF DATE: 20230118
DATE AS OF CHANGE: 20230118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zucker Scott
CENTRAL INDEX KEY: 0001771197
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38860
FILM NUMBER: 23534483
MAIL ADDRESS:
STREET 1: TRADEWEB MARKETS INC.
STREET 2: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tradeweb Markets Inc.
CENTRAL INDEX KEY: 0001758730
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 646-430-6000
MAIL ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
4
1
wf-form4_167407605813937.xml
FORM 4
X0306
4
2023-01-13
0
0001758730
Tradeweb Markets Inc.
TW
0001771197
Zucker Scott
TRADEWEB MARKETS INC.
1177 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
1
0
0
Chief Admin. and Risk Officer
Class A common stock
2023-01-13
4
M
0
1659
20.59
A
25961
D
Class A common stock
2023-01-13
4
S
0
1659
72.0123
D
24302
D
Class A common stock
2023-01-17
4
M
0
31555
20.59
A
55857
D
Class A common stock
2023-01-17
4
S
0
31555
72.0415
D
24302
D
Stock Option (Right to Buy)
20.59
2023-01-13
4
M
0
1659
0
D
2028-10-26
Class A common stock
1659.0
31555
D
Stock Option (Right to Buy)
20.59
2023-01-17
4
M
0
31555
0
D
2028-10-26
Class A common stock
31555.0
0
D
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2022.
This amount includes (i) 3,001 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 3,393 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (iv) 4,478 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date.
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72 to $72.09, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 of this Form 4.
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.29, inclusive.
The option is fully vested and exercisable as of the date hereof.
/s/ Scott Zucker
2023-01-18