0001758730-23-000029.txt : 20230109
0001758730-23-000029.hdr.sgml : 20230109
20230109202040
ACCESSION NUMBER: 0001758730-23-000029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230105
FILED AS OF DATE: 20230109
DATE AS OF CHANGE: 20230109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hult William
CENTRAL INDEX KEY: 0001771194
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38860
FILM NUMBER: 23519509
MAIL ADDRESS:
STREET 1: TRADEWEB MARKETS INC.
STREET 2: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tradeweb Markets Inc.
CENTRAL INDEX KEY: 0001758730
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 646-430-6000
MAIL ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
4
1
wf-form4_167331362594589.xml
FORM 4
X0306
4
2023-01-05
0
0001758730
Tradeweb Markets Inc.
TW
0001771194
Hult William
TRADEWEB MARKETS INC.
1177 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
1
1
0
0
Chief Executive Officer
Class A common stock
2023-01-05
4
S
0
15013
63.1841
D
151919
D
Class A common stock
2023-01-05
4
S
0
26247
63.8217
D
125672
D
This transaction was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on December 5, 2022.
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.45 to $63.43, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 4 to this Form 4.
This amount includes (i) 14,364 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on March 17, 2023, (ii) 16,563 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 49,688 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2024 and (iv) 25,963 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on each of March 15, 2023, March 15, 2024 and March 15, 2025, in each case, subject to the reporting person's continued employment through the applicable vesting date.
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.45 to $64.295, inclusive.
/s/ Scott Zucker, Attorney-in-Fact for William Hult
2023-01-09