0001758730-23-000024.txt : 20230109
0001758730-23-000024.hdr.sgml : 20230109
20230109201814
ACCESSION NUMBER: 0001758730-23-000024
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230101
FILED AS OF DATE: 20230109
DATE AS OF CHANGE: 20230109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zucker Scott
CENTRAL INDEX KEY: 0001771197
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38860
FILM NUMBER: 23519501
MAIL ADDRESS:
STREET 1: TRADEWEB MARKETS INC.
STREET 2: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tradeweb Markets Inc.
CENTRAL INDEX KEY: 0001758730
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 646-430-6000
MAIL ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
4/A
1
wf-form4a_167331348136280.xml
FORM 4/A
X0306
4/A
2023-01-01
2023-01-04
0
0001758730
Tradeweb Markets Inc.
TW
0001771197
Zucker Scott
TRADEWEB MARKETS INC.
1177 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
1
0
0
Chief Administrative Officer
Class A common stock
2023-01-01
4
F
0
7040
65.34
D
35398
D
On January 4, 2023, the reporting person filed a Form 4 that reported the incorrect number of shares withheld by the issuer to satisfying the tax withholding obligation associated with the settlement ofrestricted stock units ("RSUs") in respect of the issuer's Class A common stock (the "Class A Common Stock") held by the reporting person. This Form 4/A reports the correct number of shares withheld and thecorrect number of shares held by the reporting person following the transactions that occurred on January 1, 2023.
Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of RSUs in respect of the Class A Common Stock held by the reporting person.
This amount includes (i) 3,001 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 3,393 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (iv) 4,478 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date.
/s/ Scott Zucker
2023-01-09