0001758730-23-000022.txt : 20230109 0001758730-23-000022.hdr.sgml : 20230109 20230109201712 ACCESSION NUMBER: 0001758730-23-000022 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230101 FILED AS OF DATE: 20230109 DATE AS OF CHANGE: 20230109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peterson Justin CENTRAL INDEX KEY: 0001807231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38860 FILM NUMBER: 23519500 MAIL ADDRESS: STREET 1: TRADEWEB MARKETS INC. STREET 2: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tradeweb Markets Inc. CENTRAL INDEX KEY: 0001758730 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 646-430-6000 MAIL ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 4/A 1 wf-form4a_167331341641050.xml FORM 4/A X0306 4/A 2023-01-01 2023-01-04 0 0001758730 Tradeweb Markets Inc. TW 0001807231 Peterson Justin TRADEWEB MARKETS INC. 1177 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 1 0 0 Chief Technology Officer Class A common stock 2023-01-01 4 F 0 12056 65.34 D 51313 D On January 4, 2023, the reporting person filed a Form 4 that reported the incorrect number of shares withheld by the issuer to satisfying the tax withholding obligation associated with the settlement ofrestricted stock units ("RSUs") in respect of the issuer's Class A common stock (the "Class A Common Stock") held by the reporting person. This Form 4/A reports the correct number of shares withheld and the correct number of shares held by the reporting person following the transactions that occurred on January 1, 2023. Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of RSUs in respect of the Class A Common Stock held by the reporting person. This amount includes (i) 4,288 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 6,742 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (iv) 9,613 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. /s/ Scott Zucker, Attorney-in-Fact for Justin Peterson 2023-01-09