0000895345-22-000386.txt : 20220331 0000895345-22-000386.hdr.sgml : 20220331 20220331194120 ACCESSION NUMBER: 0000895345-22-000386 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220329 FILED AS OF DATE: 20220331 DATE AS OF CHANGE: 20220331 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hult William CENTRAL INDEX KEY: 0001771194 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38860 FILM NUMBER: 22795108 MAIL ADDRESS: STREET 1: TRADEWEB MARKETS INC. STREET 2: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tradeweb Markets Inc. CENTRAL INDEX KEY: 0001758730 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 646-430-6000 MAIL ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 4 1 form4.xml X0306 4 2022-03-29 0001758730 Tradeweb Markets Inc. TW 0001771194 Hult William TRADEWEB MARKETS INC. 1177 AVENUE OF THE AMERICAS NEW YORK NY 10036 true true President Class A common stock 2022-03-29 4 M 0 100 20.59 A 213726 D Class A common stock 2022-03-29 4 S 0 100 91 D 213626 D Stock Option (Right to Buy) 20.59 2022-03-29 4 M 0 100 0 D 2028-10-26 Class A common stock 100 452800 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2021. This amount includes (i) 14,364 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 17, 2023, (ii) 86,184 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 16,563 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 49,688 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 25,963 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. This option is fully vested and exercisable as of the date hereof. /s/ Scott Zucker, Attorney-in-Fact for William Hult 2022-03-31