0000895345-21-000423.txt : 20210405
0000895345-21-000423.hdr.sgml : 20210405
20210405183719
ACCESSION NUMBER: 0000895345-21-000423
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210401
FILED AS OF DATE: 20210405
DATE AS OF CHANGE: 20210405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Olesky Lee
CENTRAL INDEX KEY: 0001771195
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38860
FILM NUMBER: 21807268
MAIL ADDRESS:
STREET 1: TRADEWEB MARKETS INC.
STREET 2: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tradeweb Markets Inc.
CENTRAL INDEX KEY: 0001758730
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 646-430-6000
MAIL ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
4
1
form4.xml
X0306
4
2021-04-01
0001758730
Tradeweb Markets Inc.
TW
0001771195
Olesky Lee
TRADEWEB MARKETS INC.
1177 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
true
true
Chief Executive Officer
Class A common stock
2021-04-01
4
M
0
103752
20.59
A
577209
D
Class A common stock
2021-04-01
4
S
0
47424
75.373
D
529785
D
Class A common stock
2021-04-01
4
S
0
56328
75.7439
D
473457
D
Class A common stock
2021-04-05
4
M
0
736
20.59
A
474193
D
Class A common stock
2021-04-05
4
S
0
736
76.4722
D
473457
D
Class A common stock
20000
I
See footnote
Stock Option (Right to Buy)
20.59
2021-04-01
4
M
0
103752
0
D
2028-10-26
Class A common stock
103752
1280446
D
Stock Option (Right to Buy)
20.59
2021-04-05
4
M
0
736
0
D
2028-10-26
Class A common stock
736
1279710
D
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.
This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date.
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.53 to $75.52, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4.
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.53 to $76.14, inclusive.
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.21 to $76.72, inclusive.
The reporting person owns these securities through The Lee Olesky 2019 Family Trust U/A/D March 21, 2019 ("The Family Trust"). The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein.
The option is fully vested and exercisable as of the date hereof.
/s/ Scott Zucker, Attorney-in-Fact for Lee Olesky
2021-04-05