0000895345-20-000968.txt : 20201013
0000895345-20-000968.hdr.sgml : 20201013
20201013194505
ACCESSION NUMBER: 0000895345-20-000968
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201009
FILED AS OF DATE: 20201013
DATE AS OF CHANGE: 20201013
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Peterson Justin
CENTRAL INDEX KEY: 0001807231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38860
FILM NUMBER: 201237795
MAIL ADDRESS:
STREET 1: TRADEWEB MARKETS INC.
STREET 2: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tradeweb Markets Inc.
CENTRAL INDEX KEY: 0001758730
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 646-430-6000
MAIL ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
4
1
form4.xml
X0306
4
2020-10-09
0001758730
Tradeweb Markets Inc.
TW
0001807231
Peterson Justin
TRADEWEB MARKETS INC.
1177 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
true
Chief Technology Officer
Class A common stock
2020-10-09
4
M
0
15800
20.59
A
108085
D
Class A common stock
2020-10-09
4
S
0
15800
59.6479
D
92285
D
Class A common stock
2020-10-12
4
M
0
9200
20.59
A
101485
D
Class A common stock
2020-10-12
4
S
0
9200
59.6323
D
92285
D
Stock Option (Right to Buy)
20.59
2020-10-09
4
M
0
15800
0
D
2028-10-26
Class A common stock
15800
149900
D
Stock Option (Right to Buy)
20.59
2020-10-12
4
M
0
9200
0
D
2028-10-26
Class A common stock
9200
140700
D
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.
This amount includes (i) 42,218 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 35,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 12,863 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date.
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.50 to $59.99, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4.
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.50 to $59.84, inclusive.
The option is fully vested and exercisable as of the date hereof.
/s/ Scott Zucker, Attorney-in-Fact for Justin Peterson
2020-10-13