0001209191-21-064512.txt : 20211115 0001209191-21-064512.hdr.sgml : 20211115 20211115171319 ACCESSION NUMBER: 0001209191-21-064512 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211111 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Prescott Alan CENTRAL INDEX KEY: 0001878138 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38791 FILM NUMBER: 211412370 MAIL ADDRESS: STREET 1: C/O LUMINAR TECHNOLOGIES, INC. STREET 2: 2603 DISCOVERY DRIVE, SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Luminar Technologies, Inc./DE CENTRAL INDEX KEY: 0001758057 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 831804317 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2603 DISCOVERY DRIVE, SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 BUSINESS PHONE: 407-900-5259 MAIL ADDRESS: STREET 1: 2603 DISCOVERY DRIVE, SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 FORMER COMPANY: FORMER CONFORMED NAME: Luminar Technologies, Inc./FL DATE OF NAME CHANGE: 20201203 FORMER COMPANY: FORMER CONFORMED NAME: Gores Metropoulos, Inc. DATE OF NAME CHANGE: 20181102 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-11 0 0001758057 Luminar Technologies, Inc./DE LAZR 0001878138 Prescott Alan C/O LUMINAR TECHNOLOGIES, INC. 2603 DISCOVERY DRIVE, SUITE 100 ORLANDO FL 32826 0 1 0 0 Chief Legal Officer Class A Common Stock 2021-11-11 4 A 0 353000 0.00 A 1065487 D Class A Common Stock 2021-11-11 4 A 0 370000 0.00 A 1435487 D Represents shares of Class A common stock underlying a time-based restricted stock unit award ("RSU"). Subject to the continuous service of the Reporting Person on each vesting date, the RSU will vest as follows: 3/16th of the total shares underlying the RSU will vest on January 26, 2022, and thereafter, 1/16th of the total shares underlying the RSU will vest on each quarterly anniversary thereof until the RSU is fully vested. Represents shares of Class A common stock underlying an RSU. Subject to the continuous service of the Reporting Person on each vesting date, the RSU will vest as follows: 10% of the total shares underlying the RSU will vest on November 11 of each of 2022 and 2023, respectively; an additional 15% of the total shares underlying the RSU will vest on November 11 of each of 2024 and 2025, respectively; an additional 20% of the total shares underlying the RSU will vest on November 11, 2026; and the remaining 30% of the total shares underlying the RSU will vest on November 11, 2027. /s/ Alan Prescott 2021-11-15