0001104659-20-141100.txt : 20201231
0001104659-20-141100.hdr.sgml : 20201231
20201231201508
ACCESSION NUMBER: 0001104659-20-141100
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201229
FILED AS OF DATE: 20201231
DATE AS OF CHANGE: 20201231
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Selwood Lionel E. Jr.
CENTRAL INDEX KEY: 0001835429
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38795
FILM NUMBER: 201429772
MAIL ADDRESS:
STREET 1: 4380 AYERS AVENUE
CITY: VERNON
STATE: CA
ZIP: 90058
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Romeo Power, Inc.
CENTRAL INDEX KEY: 0001757932
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 832289787
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 340 MADISON AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10173
BUSINESS PHONE: 212-220-9503
MAIL ADDRESS:
STREET 1: 340 MADISON AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10173
FORMER COMPANY:
FORMER CONFORMED NAME: RMG Acquisition Corp.
DATE OF NAME CHANGE: 20181101
4
1
tm2039646-8_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-12-29
0
0001757932
Romeo Power, Inc.
RMO
0001835429
Selwood Lionel E. Jr.
C/O ROMEO POWER, INC.
4380 AYERS AVENUE
VERNON
CA
90058
1
1
0
0
President, CEO and Director
Stock Option (right to buy)
1.56
2020-12-29
4
A
0
99510
A
2029-10-29
Common stock, par value $0.0001 per share ("Common Stock")
99510
99510
D
Stock Option (right to buy)
1.56
2020-12-29
4
A
0
40480
A
2029-10-29
Common Stock
40480
40480
D
Stock Option (right to buy)
6.08
2020-12-29
4
A
0
4469
A
2030-09-16
Common Stock
4469
4469
D
Stock Option (right to buy)
6.08
2020-12-29
4
A
0
969371
A
2030-09-16
Common Stock
969371
969371
D
Stock Option (right to buy)
6.09
2020-12-29
4
A
0
11947
A
2028-11-15
Common Stock
11947
11947
D
Stock Option (right to buy)
6.09
2020-12-29
4
A
0
170648
A
2028-11-15
Common Stock
170648
170648
D
Stock Option (right to buy)
4.09
2020-12-29
4
A
0
39809
A
2027-02-20
Common Stock
39809
39809
D
Stock Option (right to buy)
4.09
2020-12-29
4
A
0
2797
A
2027-02-20
Common Stock
2797
2797
D
Received pursuant to the Agreement and Plan of Merger, dated as of October 5, 2020, as amended by Amendment No. 1 to Agreement and Plan of Merger dated as of November 18, 2020 (as amended, the "Merger Agreement"), by and among Romeo Power, Inc. (f/k/a RMG Acquisition Corp.) (the "Issuer"), RMG Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and Romeo Systems, Inc. ("Legacy Romeo"), pursuant to which Merger Sub merged with and into Legacy Romeo, with Legacy Romeo surviving the merger (the "Merger"). As a result, Legacy Romeo became a wholly-owned subsidiary of the Issuer, with the stockholders of Legacy Romeo becoming stockholders of the Issuer.
58,047 shares of this option have vested and are exercisable. This option was received in the Merger in exchange for an option to purchase 817,463 shares of Class A common stock of Legacy Romeo.
23,613 shares of this option have vested and are exercisable. This option was received in the Merger in exchange for an option to purchase 332,537 shares of Class A common stock of Legacy Romeo.
1,117 shares of this option have vested and are exercisable. This option was received in the Merger in exchange for an option to purchase 36,711 shares of Class A common stock of Legacy Romeo.
242,343 shares of this option have vested and are exercisable. This option was received in the Merger in exchange for an option to purchase 7,963,289 shares of Class A common stock of Legacy Romeo.
This option is fully vested and exercisable. This option was received in the Merger in exchange for an option to purchase 98,142 shares of Class A common stock of Legacy Romeo.
This option is fully vested and exercisable. This option was received in the Merger in exchange for an option to purchase 1,401,858 shares of Class A common stock of Legacy Romeo.
This option is fully vested and exercisable. This option was received in the Merger in exchange for an option to purchase 327,027 shares of Class A common stock of Legacy Romeo.
This option is fully vested and exercisable. This option was received in the Merger in exchange for an option to purchase 22,973 shares of Class A common stock of Legacy Romeo.
1/36th of these options vest monthly.
1/12th of these options vest monthly.
One-third of these options vest on the first year anniversary of the grant date, and 1/36th of these options vest monthly thereafter.
/s/ Lauren Webb, Attorney-in-fact
2020-12-31