0001209191-19-045361.txt : 20190809
0001209191-19-045361.hdr.sgml : 20190809
20190809163655
ACCESSION NUMBER: 0001209191-19-045361
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190807
FILED AS OF DATE: 20190809
DATE AS OF CHANGE: 20190809
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Majors Cary L
CENTRAL INDEX KEY: 0001776271
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38848
FILM NUMBER: 191013454
MAIL ADDRESS:
STREET 1: 5960 HEISLEY ROAD
CITY: MENTOR
STATE: OH
ZIP: 44060
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STERIS plc
CENTRAL INDEX KEY: 0001757898
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
IRS NUMBER: 000000000
STATE OF INCORPORATION: L2
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 70 SIR JOHN ROGERSON'S QUAY
CITY: DUBLIN
STATE: L2
ZIP: 2
BUSINESS PHONE: 35312322000
MAIL ADDRESS:
STREET 1: 70 SIR JOHN ROGERSON'S QUAY
CITY: DUBLIN
STATE: L2
ZIP: 2
FORMER COMPANY:
FORMER CONFORMED NAME: STERIS Ltd
DATE OF NAME CHANGE: 20181101
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-08-07
0
0001757898
STERIS plc
STE
0001776271
Majors Cary L
C/O 70 SIR JOHN ROGERSON'S QUAY
DUBLIN
L2
2
IRELAND
0
1
0
0
VP, N America Com Operations
Ordinary Shares
2019-08-07
4
M
0
2250
66.15
A
21445
D
Ordinary Shares
2019-08-07
4
S
0
2250
152.68
D
19195
D
Ordinary Shares
2019-08-07
4
M
0
3000
69.72
A
22195
D
Ordinary Shares
2019-08-07
4
S
0
3000
152.66
D
19195
D
Employee Stock Option (right to buy)
66.15
2019-08-07
4
M
0
2250
0.00
D
2025-05-28
Ordinary Shares
2250
0
D
Employee Stock Option (right to buy)
69.72
2019-08-07
4
M
0
3000
0.00
D
2026-06-01
Ordinary Shares
3000
3000
D
Price reflects a weighted average sale price for multiple transactions ranging from $152.65 to $152.73 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Price reflects a weighted average sale price for multiple transactions ranging from $152.65 to $152.67 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
16,744 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 3,000 on October 1, 2019; 2,500 on June 1, 2020; 6,500 on May 31, 2021; 2,520 on May 31, 2022; and 2,224 on May 31, 2023.
This option to purchase 2,250 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 2,250 Old STERIS ordinary shares for $66.15 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.
This option to purchase 6,000 STERIS ordinary shares, of which the 3,000 ordinary shares being exercised have fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 6,000 Old STERIS ordinary shares for $69.72 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.
/s/ Ronald E. Snyder, Authorized Representative under Power of Attorney
2019-08-09