0001834515-22-000001.txt : 20220214 0001834515-22-000001.hdr.sgml : 20220214 20220214205447 ACCESSION NUMBER: 0001834515-22-000001 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 9830 Macarthur, LLC CENTRAL INDEX KEY: 0001834515 STATE OF INCORPORATION: WY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38937 FILM NUMBER: 22636636 BUSINESS ADDRESS: STREET 1: 30 N. GOULD ST, SUITE R CITY: SHERIDAN STATE: WY ZIP: 82801 BUSINESS PHONE: 3072163652 MAIL ADDRESS: STREET 1: 30 N. GOULD ST, SUITE R CITY: SHERIDAN STATE: WY ZIP: 82801 FORMER NAME: FORMER CONFORMED NAME: 9830 Macarthur LLC DATE OF NAME CHANGE: 20201202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aterian, Inc. CENTRAL INDEX KEY: 0001757715 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC HOUSEWARES & FANS [3634] IRS NUMBER: 831739858 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 37 EAST 18TH STREET STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 BUSINESS PHONE: (347)676-1681 MAIL ADDRESS: STREET 1: 37 EAST 18TH STREET STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 FORMER COMPANY: FORMER CONFORMED NAME: Mohawk Group Holdings, Inc. DATE OF NAME CHANGE: 20181031 5 1 primary_doc.xml PRIMARY DOCUMENT X0306 5 2021-12-31 1 0 0 0001757715 Aterian, Inc. ATER 0001834515 9830 Macarthur, LLC 30 N. GOULD ST, SUITE R SHERIDAN WY 82801 0 0 0 1 Less then 10% Owner Aterian, Inc 2021-12-31 5 D 0 1105230 6.43 D 363470 D As of 9/17/2021 , 9830 MacArthur LLC was under 10 percent and no longer a beneficial owner. Shares were disposed of in various transactions from 9/21/2017 until 11/9/2021. In addition, new shares were purchased from 11/9/2021 thru 12/29/2021 at average price of 6.91. This Form 5 is for the end of year shares owned by 9830 MacArthur LLC. Jelena Puzovic, for herself and as the Trustee of the Trust( for itself and as Manager of MacArthur) 2022-02-14