0001834515-21-000003.txt : 20210917
0001834515-21-000003.hdr.sgml : 20210917
20210917205138
ACCESSION NUMBER: 0001834515-21-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210831
FILED AS OF DATE: 20210917
DATE AS OF CHANGE: 20210917
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: 9830 Macarthur, LLC
CENTRAL INDEX KEY: 0001834515
STATE OF INCORPORATION: WY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38937
FILM NUMBER: 211261866
BUSINESS ADDRESS:
STREET 1: 30 N. GOULD ST, SUITE R
CITY: SHERIDAN
STATE: WY
ZIP: 82801
BUSINESS PHONE: 3072163652
MAIL ADDRESS:
STREET 1: 30 N. GOULD ST, SUITE R
CITY: SHERIDAN
STATE: WY
ZIP: 82801
FORMER NAME:
FORMER CONFORMED NAME: 9830 Macarthur LLC
DATE OF NAME CHANGE: 20201202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aterian, Inc.
CENTRAL INDEX KEY: 0001757715
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC HOUSEWARES & FANS [3634]
IRS NUMBER: 831739858
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 37 EAST 18TH STREET
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10003
BUSINESS PHONE: (347)676-1681
MAIL ADDRESS:
STREET 1: 37 EAST 18TH STREET
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10003
FORMER COMPANY:
FORMER CONFORMED NAME: Mohawk Group Holdings, Inc.
DATE OF NAME CHANGE: 20181031
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-08-31
0
0001757715
Aterian, Inc.
ATER
0001834515
9830 Macarthur, LLC
30 N. GOULD ST, SUITE R
SHERIDAN
WY
82801
0
0
1
0
Common Stock ($0.0001 par value)
2021-09-17
4
P
0
1468700
7.71
A
3246701
I
By: 9830 Macarthur, LLC
9830 Macarthur, LLC ("Macarthur") isa private investment vehicle. Macarthur directly owns the securities reported herein. Nijor Childrens's Trust UA 1/2/2017 ( The "Trust" ) is the Manager of Macarthur. Jelena Puzovic is the Trustee of the Trust. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
All prices reported herein are exclusive of brokerage commissions. These shares were disposed at an average price of $7.71. These transactions were transacted from 8/31 through 9/13/21 via assignment of shares on a covered call option strategy for the Sep 17,2021 expiration date. The strike prices of the calls that were assigned include the following strikes: $3.00, $3.50, $.4.00, $4.50. $5.00. $5.50, $7.50 and $10.00. Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares assigned at each separate strike within the foregoing range.
This is the expiration date of the covered call option strategy that assigned the shares. Shares were assigned from 8/31 through 9/13/2021. Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the specific dates and number of shares and specific strikes.
Jelena Puzovic, for herself and as the Trustee of the Trust (for itself and as Manager of Macarthur)
2021-09-15