0001834515-21-000003.txt : 20210917 0001834515-21-000003.hdr.sgml : 20210917 20210917205138 ACCESSION NUMBER: 0001834515-21-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210831 FILED AS OF DATE: 20210917 DATE AS OF CHANGE: 20210917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 9830 Macarthur, LLC CENTRAL INDEX KEY: 0001834515 STATE OF INCORPORATION: WY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38937 FILM NUMBER: 211261866 BUSINESS ADDRESS: STREET 1: 30 N. GOULD ST, SUITE R CITY: SHERIDAN STATE: WY ZIP: 82801 BUSINESS PHONE: 3072163652 MAIL ADDRESS: STREET 1: 30 N. GOULD ST, SUITE R CITY: SHERIDAN STATE: WY ZIP: 82801 FORMER NAME: FORMER CONFORMED NAME: 9830 Macarthur LLC DATE OF NAME CHANGE: 20201202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aterian, Inc. CENTRAL INDEX KEY: 0001757715 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC HOUSEWARES & FANS [3634] IRS NUMBER: 831739858 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 37 EAST 18TH STREET STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 BUSINESS PHONE: (347)676-1681 MAIL ADDRESS: STREET 1: 37 EAST 18TH STREET STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 FORMER COMPANY: FORMER CONFORMED NAME: Mohawk Group Holdings, Inc. DATE OF NAME CHANGE: 20181031 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-08-31 0 0001757715 Aterian, Inc. ATER 0001834515 9830 Macarthur, LLC 30 N. GOULD ST, SUITE R SHERIDAN WY 82801 0 0 1 0 Common Stock ($0.0001 par value) 2021-09-17 4 P 0 1468700 7.71 A 3246701 I By: 9830 Macarthur, LLC 9830 Macarthur, LLC ("Macarthur") isa private investment vehicle. Macarthur directly owns the securities reported herein. Nijor Childrens's Trust UA 1/2/2017 ( The "Trust" ) is the Manager of Macarthur. Jelena Puzovic is the Trustee of the Trust. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. All prices reported herein are exclusive of brokerage commissions. These shares were disposed at an average price of $7.71. These transactions were transacted from 8/31 through 9/13/21 via assignment of shares on a covered call option strategy for the Sep 17,2021 expiration date. The strike prices of the calls that were assigned include the following strikes: $3.00, $3.50, $.4.00, $4.50. $5.00. $5.50, $7.50 and $10.00. Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares assigned at each separate strike within the foregoing range. This is the expiration date of the covered call option strategy that assigned the shares. Shares were assigned from 8/31 through 9/13/2021. Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the specific dates and number of shares and specific strikes. Jelena Puzovic, for herself and as the Trustee of the Trust (for itself and as Manager of Macarthur) 2021-09-15