0001095449-24-000005.txt : 20240202 0001095449-24-000005.hdr.sgml : 20240202 20240202161029 ACCESSION NUMBER: 0001095449-24-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240202 DATE AS OF CHANGE: 20240202 EFFECTIVENESS DATE: 20240202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Delta Investment Management, LLC CENTRAL INDEX KEY: 0001757043 ORGANIZATION NAME: IRS NUMBER: 263894033 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18966 FILM NUMBER: 24591488 BUSINESS ADDRESS: STREET 1: 708 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 249-6337 MAIL ADDRESS: STREET 1: 708 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001757043 XXXXXXXX 12-31-2023 12-31-2023 Delta Investment Management, LLC

708 MONTGOMERY STREET SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-18966 000149596 801-114006 N Nicholas G. Atkeson (415) 249-6337 Nicholas G. Atkeson San Francisco CA 01-22-2024 0 200 403316756 false INFORMATION TABLE 2 table.2023-12.xml 13F INFORMATION SHEET FOR DECEMBER 31, 2023 ABBOTT LABSCOM0028241007506616820SHSOLE006820 ABBVIE INCCOM00287Y1096250104033SHSOLE004033 ADOBE INCCOM00724F101294720494SHSOLE00494 AGILENT TECHNOLOGIES INCCOM00846U1012270361633SHSOLE001633 ALLISON TRANSMISSION HLDGS ICOM01973R1013067475275SHSOLE005275 ALPHABET INCCAP STK CL A02079K305508164336378SHSOLE0036378 ALPHABET INCCAP STK CL C02079K1071119970779470SHSOLE0079470 ALTRIA GROUP INCCOM02209S1032924657250SHSOLE007250 AMAZON COM INCCOM023135106884777058232SHSOLE0058232 AMERICAN EXPRESS COCOM0258161097047733762SHSOLE003762 AMERICAN TOWER CORP NEWCOM03027X1003035831406SHSOLE001406 AMETEK INCCOM0311001002707201642SHSOLE001642 AMGEN INCCOM0311621004885021696SHSOLE001696 ANALOG DEVICES INCCOM0326541052958481490SHSOLE001490 ANGI INCCOM CL A NEW00183L10211454046000SHSOLE0046000 AON PLCSHS CL AG0403H1083375831160SHSOLE001160 APPLE INCCOM0378331001266130365763SHSOLE0065763 APPLIED MATLS INCCOM0382221054227862609SHSOLE002609 ARISTA NETWORKS INCCOM0404131064552411933SHSOLE001933 AT&T INCCOM00206R10217291810305SHSOLE0010305 AVALONBAY CMNTYS INCCOM0534841018727724662SHSOLE004662 BANK AMERICA CORPCOM0605051043354889964SHSOLE009964 BERKSHIRE HATHAWAY INC DELCL B NEW084670702769387021572SHSOLE0021572 BLACKROCK SCIENCE & TECHNOLOSHS BEN INT09260K10122725613600SHSOLE0013600 BLACKSTONE INCCOM09260D1075867934482SHSOLE004482 BOOZ ALLEN HAMILTON HLDG CORCL A0995021065936304641SHSOLE004641 BRISTOL-MYERS SQUIBB COCOM1101221082316654515SHSOLE004515 BROADCOM INCCOM11135F101510497457SHSOLE00457 CADIZ INCCOM NEW127537207398107142181SHSOLE00142181 CALIDI BIOTHERAPEUTICS INCCOM NEW3207031011544710230SHSOLE0010230 CALIFORNIA WTR SVC GROUPCOM1307881022074804000SHSOLE004000 CANADIAN PACIFIC KANSAS CITYCOM13646K1083155353991SHSOLE003991 CARDINAL HEALTH INCCOM14149Y1085104515064SHSOLE005064 CATERPILLAR INCCOM14912310112621264269SHSOLE004269 CDW CORPCOM12514G1087945053495SHSOLE003495 CHARTER COMMUNICATIONS INC NCL A16119P10825742286623SHSOLE006623 CHEVRON CORP NEWCOM166764100251038116830SHSOLE0016830 CHURCH & DWIGHT CO INCCOM1713401023419293616SHSOLE003616 CISCO SYS INCCOM17275R10279310715699SHSOLE0015699 COCA COLA COCOM1912161004025516831SHSOLE006831 COLGATE PALMOLIVE COCOM1941621033237824062SHSOLE004062 CONOCOPHILLIPSCOM20825C1043267372815SHSOLE002815 CONSOLIDATED EDISON INCCOM2091151042729103000SHSOLE003000 COSTCO WHSL CORP NEWCOM22160K105255071386SHSOLE00386 CROWDSTRIKE HLDGS INCCL A22788C1057322582868SHSOLE002868 CSX CORPCOM126408103140516640530SHSOLE0040530 DANAHER CORPORATIONCOM23585110221997319509SHSOLE009509 DIREXION SHS ETF TRDIREXION HCM25461A726204758176890SHSOLE0076890 DISNEY WALT COCOM2546871064941545473SHSOLE005473 DOMINOS PIZZA INCCOM25754A201222801540SHSOLE00540 DORCHESTER MINERALS LPCOM UNIT25820R1059620769302255SHSOLE00302255 EAST WEST BANCORP INCCOM27579R1047158019949SHSOLE009949 EATON CORP PLCSHSG291831039880844103SHSOLE004103 ELI LILLY & COCOM5324571087781981335SHSOLE001335 ENTERPRISE PRODS PARTNERS LCOM2937921077308915277378SHSOLE00277378 EQUITY RESIDENTIALSH BEN INT29476L10793182315236SHSOLE0015236 ESSEX PPTY TR INCCOM2971781059262903736SHSOLE003736 EXPEDIA GROUP INCCOM NEW30212P3033035802000SHSOLE002000 EXXON MOBIL CORPCOM30231G102146173014620SHSOLE0014620 FEDEX CORPCOM31428X1065322492104SHSOLE002104 FIDELITY COMWLTH TRNASDAQ COMPSIT3159128083258205500SHSOLE005500 FIRST TR EXCHANGE TRADED FDNASDAQ CYB ETF33734X84670040513009SHSOLE0013009 FIRST TR EXCHANGE-TRADED FDFT CBOE VEST S&P33739Q70564083212400SHSOLE0012400 FIRST TR EXCHANGE-TRADED FDCBOE VEST RISING33738D879110749447985SHSOLE0047985 FIRST TR EXCHNG TRADED FD VICBOE VEST US DEP33740U80254617216878SHSOLE0016878 FIRST TR EXCHNG TRADED FD VICBOE VEST NAS10033740F58130668911966SHSOLE0011966 FIRST TR EXCHNG TRADED FD VIVEST US DEEP33740F8542918018236SHSOLE008236 FIRST TR EXCHNG TRADED FD VIFT CBOE VEST US33740F6153014068903SHSOLE008903 FIRST TR EXCHNG TRADED FD VICBOE EQT DEP NOV33740F8392353786079SHSOLE006079 FIVE POINT HOLDINGS LLCCOM CL A33833Q106742360241811SHSOLE00241811 FLOTEK INDS INC DELCOM NEW34338940921656055245SHSOLE0055245 FORTINET INCCOM34959E1093400015809SHSOLE005809 FRANKLIN RESOURCES INCCOM35461310140931513740SHSOLE0013740 FS KKR CAP CORPCOM30263520645573522821SHSOLE0022821 GLOBAL WTR RES INCCOM37946310236285327741SHSOLE0027741 GLOBAL X FDSNASDAQ 100 COVER37954Y48365892038000SHSOLE0038000 GOLDMAN SACHS ETF TRACCES TREASURY381430529264955326565SHSOLE0026565 HOME DEPOT INCCOM4370761024366531260SHSOLE001260 HUNTINGTON INGALLS INDS INCCOM4464131064016631547SHSOLE001547 INNOVATOR ETFS TRDEFINED WLT SHLD45783Y855163868957357SHSOLE0057357 INNOVATOR ETFS TRUS EQTY PWR BUF45782C81314653946404917SHSOLE00404917 INNOVATOR ETFS TRUS EQT ULTRA BF45782C8395808237191691SHSOLE00191691 INNOVATOR ETFS TRQUITY MANAGD FLR45783Y6735953239217828SHSOLE00217828 INNOVATOR ETFS TRUS EQTY BUFR JUL45782C78962176016523SHSOLE0016523 INNOVATOR ETFS TRUS EQT ULTRA BF45782C80558112421178SHSOLE0021178 INNOVATOR ETFS TRUS EQTY PWR BUF45782C50848985513154SHSOLE0013154 INNOVATOR ETFS TRUS EQT ULTRA BF45782C30046666413554SHSOLE0013554 INNOVATOR ETFS TRUS EQTY PWR BUF45782C3184271467135712SHSOLE00135712 INNOVATOR ETFS TRLADERD ALCTN PWR45783Y81469354417304SHSOLE0017304 INNOVATOR ETFS TRLADDERED ALC BFR45783Y75673110226339SHSOLE0026339 INTEL CORPCOM4581401003902927767SHSOLE007767 INTERNATIONAL BUSINESS MACHSCOM4592001018488245190SHSOLE005190 INVESCO EXCH TRADED FD TR IIS&P INTL QULTY46138E2142714919496SHSOLE009496 INVESCO EXCH TRD SLF IDX FDBULSHS 2024 CB46138J84188811442524SHSOLE0042524 INVESCO EXCH TRD SLF IDX FDBULSHS 2024 HY46138J833110999148866SHSOLE0048866 INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT46137V357248437015744SHSOLE0015744 INVESCO QQQ TRUNIT SER 146090E10318129904427SHSOLE004427 IRON MTN INC DELCOM46284V1016101568719SHSOLE008719 ISHARES TRCORE S&P500 ETF464287200681140014261SHSOLE0014261 ISHARES TRS&P 500 VAL ETF464287408460226926467SHSOLE0026467 ISHARES TR0-5 YR TIPS ETF46429B7474935225006SHSOLE005006 ISHARES TRS&P MC 400GR ETF4642876063026203820SHSOLE003820 ISHARES TRCORE DIV GRWTH46434V6212985125546SHSOLE005546 ISHARES TRISHARES SEMICDTR464287523431070748SHSOLE00748 ISHARES TRS&P 500 GRWT ETF464287309438448258382SHSOLE0058382 ISHARES TR20 YR TR BD ETF464287432767091377578SHSOLE0077578 ISHARES TRSHORT TREAS BD46428867913903276126244SHSOLE00126244 ISHARES TRMSCI USA QLT FCT46432F3392307671568SHSOLE001568 ISHARES TRGLOBAL TECH ETF4642872912777654074SHSOLE004074 ISHARES TRRUS 1000 ETF4642876224781351823SHSOLE001823 ISHARES TRMSCI EAFE ETF4642874653221904276SHSOLE004276 J P MORGAN EXCHANGE TRADED FNASDAQ EQT PREM46654Q20319338122387305SHSOLE00387305 J P MORGAN EXCHANGE TRADED FEQUITY PREMIUM46641Q33220432240371630SHSOLE00371630 J P MORGAN EXCHANGE TRADED FULTRA SHRT INC46641Q837259067051576SHSOLE0051576 J P MORGAN EXCHANGE TRADED FINCOME ETF46641Q15967001114690SHSOLE0014690 JOHNSON & JOHNSONCOM47816010415235159720SHSOLE009720 JPMORGAN CHASE & COCOM46625H1009630325662SHSOLE005662 KENNEDY-WILSON HOLDINGS INCCOM48939810718657915071SHSOLE0015071 KIMBERLY-CLARK CORPCOM4943681032863992357SHSOLE002357 KLA CORPCOM NEW482480100247301425SHSOLE00425 KNIGHTSCOPE INCCLASS A COM49907V1022333338888SHSOLE0038888 KRAFT HEINZ COCOM50075410639176610594SHSOLE0010594 LIBERTY BROADBAND CORPCOM SER A530307107327608140626SHSOLE0040626 LOWES COS INCCOM5486611078411443780SHSOLE003780 LULULEMON ATHLETICA INCCOM550021109223434437SHSOLE00437 MASTERCARD INCORPORATEDCL A57636Q10410859992546SHSOLE002546 MCDONALDS CORPCOM5801351017155032413SHSOLE002413 MCKESSON CORPCOM58155Q103331494716SHSOLE00716 MERCK & CO INCCOM58933Y1057168336575SHSOLE006575 META PLATFORMS INCCL A30303M1025971311687SHSOLE001687 METLIFE INCCOM59156R10887040313162SHSOLE0013162 MICROSOFT CORPCOM5949181041157125930771SHSOLE0030771 MID-AMER APT CMNTYS INCCOM59522J1038704946474SHSOLE006474 MONDELEZ INTL INCCL A6092071053820685275SHSOLE005275 MOODYS CORPCOM6153691057654361960SHSOLE001960 NEOS ETF TRUSTNEOS S&P 500 HI78433H303161961133602SHSOLE0033602 NEOS ETF TRUSTNEOS ENH INM CAS78433H5013580127171SHSOLE007171 NEXSTAR MEDIA GROUP INCCOMMON STOCK65336K1034489322864SHSOLE002864 NIKE INCCL B6541061033209332956SHSOLE002956 NORTHERN LTS FD TR IIIHCM DEFND 10066538R7482135514248SHSOLE004248 NORTHERN LTS FD TR IVINSPIRE 100 ETF66538H5343128098963SHSOLE008963 NVIDIA CORPORATIONCOM67066G10415525743135SHSOLE003135 OMNICOM GROUP INCCOM6819191065412936257SHSOLE006257 ONEOK INC NEWCOM6826801035491967821SHSOLE007821 PACER FDS TRUS CASH COWS 10069374H8813255716262SHSOLE006262 PARKER-HANNIFIN CORPCOM701094104230811501SHSOLE00501 PAYCHEX INCCOM7043261073637623054SHSOLE003054 PEPSICO INCCOM7134481085452203210SHSOLE003210 PFIZER INCCOM71708110333859911761SHSOLE0011761 PHILIP MORRIS INTL INCCOM7181721094866565173SHSOLE005173 PHILLIPS 66COM7185461042778672087SHSOLE002087 PIMCO ETF TRMULTISECTOR BD72201R58580395631325SHSOLE0031325 PIMCO ETF TRENHAN SHRT MA AC72201R8332625512631SHSOLE002631 PRINCIPAL EXCHANGE TRADED FDSPECTRUM PFD74255Y888107530761411SHSOLE0061411 PROCTER AND GAMBLE COCOM742718109174045611877SHSOLE0011877 PROFRAC HLDG CORPCLASS A COM74319N1008877710469SHSOLE0010469 PROSHARES TRS&P 500 DV ARIST74348A4672827442970SHSOLE002970 PROSHARES TRBITCOIN STRATE74347G44049066323946SHSOLE0023946 QUALCOMM INCCOM7475251033961422739SHSOLE002739 ROCKWELL AUTOMATION INCCOM773903109207219667SHSOLE00667 S&P GLOBAL INCCOM78409V10425328385750SHSOLE005750 SABRA HEALTH CARE REIT INCCOM78573L10616410511500SHSOLE0011500 SALESFORCE INCCOM79466L302263640010019SHSOLE0010019 SAN JUAN BASIN RTY TRUNIT BEN INT79824110515308930195SHSOLE0030195 SCHWAB STRATEGIC TRUS DIVIDEND EQ8085247972141542813SHSOLE002813 SELECT SECTOR SPDR TRINDL81369Y7043649493202SHSOLE003202 SELECT SECTOR SPDR TRTECHNOLOGY81369Y8037432633862SHSOLE003862 SERVICE PPTYS TRCOM SH BEN INT81761L102954010111711SHSOLE00111711 SERVICENOW INCCOM81762P102325692461SHSOLE00461 SMUCKER J M COCOM NEW8326964053777502989SHSOLE002989 SNAP ON INCCOM8330341016718422326SHSOLE002326 SPDR GOLD TRGOLD SHS78463V10710596555543SHSOLE005543 SPDR S&P 500 ETF TRTR UNIT78462F10337083627802SHSOLE007802 SPDR SER TRBLOOMBERG 1-3 MO78468R66338465307420892SHSOLE00420892 SPDR SER TRPORTFLI HIGH YLD78468R606107432245950SHSOLE0045950 SPDR SER TRS&P REGL BKG78464A69817880308341032SHSOLE00341032 SPDR SER TRS&P HOMEBUILD78464A8886879877192SHSOLE007192 SPIRIT RLTY CAP INC NEWCOM NEW84860W3002132954882SHSOLE004882 SPROTT PHYSICAL GOLD & SILVETR UNIT85208R1012135244111501SHSOLE00111501 SSGA ACTIVE ETF TRSPDR TR TACTIC78467V848127564931693SHSOLE0031693 STATE STR CORPCOM8574771033426064423SHSOLE004423 STMICROELECTRONICS N VNY REGISTRY8610121022555185097SHSOLE005097 SUNCOR ENERGY INC NEWCOM86722410764304320070SHSOLE0020070 T-MOBILE US INCCOM8725901042108951315SHSOLE001315 TESLA INCCOM88160R10120340578186SHSOLE008186 TEXAS INSTRS INCCOM8825081044953572906SHSOLE002906 THERMO FISHER SCIENTIFIC INCCOM88355610215574152934SHSOLE002934 TRANSDIGM GROUP INCCOM89364110094254889317SHSOLE009317 UBER TECHNOLOGIES INCCOM90353T10094596115364SHSOLE0015364 UNION PAC CORPCOM9078181084864501980SHSOLE001980 UNITEDHEALTH GROUP INCCOM91324P102224184426SHSOLE00426 VANECK ETF TRUSTFALLEN ANGEL HG92189F43754494918935SHSOLE0018935 VANGUARD BD INDEX FDSSHORT TRM BOND9219378272881323741SHSOLE003741 VANGUARD INDEX FDSVALUE ETF9229087442351641573SHSOLE001573 VANGUARD SCOTTSDALE FDSSHORT TERM TREAS92206C10228839514494420SHSOLE00494420 VANGUARD WORLD FDSENERGY ETF92204A306133329911369SHSOLE0011369 VISA INCCOM CL A92826C83919255177396SHSOLE007396 WALMART INCCOM931142103179164211365SHSOLE0011365 WELLS FARGO CO NEWCOM9497461013602907320SHSOLE007320 WYNN RESORTS LTDCOM9831341074642055095SHSOLE005095