0001095449-23-000019.txt : 20230120
0001095449-23-000019.hdr.sgml : 20230120
20230119200020
ACCESSION NUMBER: 0001095449-23-000019
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230120
DATE AS OF CHANGE: 20230119
EFFECTIVENESS DATE: 20230120
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Delta Investment Management, LLC
CENTRAL INDEX KEY: 0001757043
IRS NUMBER: 263894033
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18966
FILM NUMBER: 23538661
BUSINESS ADDRESS:
STREET 1: 708 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 249-6337
MAIL ADDRESS:
STREET 1: 708 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001757043
XXXXXXXX
12-31-2022
12-31-2022
Delta Investment Management, LLC
708 MONTGOMERY STREET
SAN FRANCISCO
CA
94111
13F HOLDINGS REPORT
028-18966
000149596
801-114006
N
Nicholas G. Atkeson
Managing Member
(415) 249-6337
Nicholas G. Atkeson
San Francisco
CA
01-17-2023
0
178
308656113
false
INFORMATION TABLE
2
table.2022-12.xml
INFORMATION TABLE FOR DECEMBER 31, 2022
ABBOTT LABSCOM0028241007933397226SHSOLE007226
ABBVIE INCCOM00287Y1096483854012SHSOLE004012
AES CORPCOM00130H10539582413763SHSOLE0013763
AGILENT TECHNOLOGIES INCCOM00846U1012276181521SHSOLE001521
AKOUSTIS TECHNOLOGIES INCCOM00973N1026486023000SHSOLE0023000
ALPHABET INCCAP STK CL A02079K305317319235965SHSOLE0035965
ALPHABET INCCAP STK CL C02079K1079694374109257SHSOLE00109257
ALPS ETF TRALERIAN MLP00162Q4522145245635SHSOLE005635
ALTRIA GROUP INCCOM02209S1033786838284SHSOLE008284
AMAZON COM INCCOM023135106796143694779SHSOLE0094779
AMERICAN EXPRESS COCOM0258161095853863962SHSOLE003962
AMERICAN TOWER CORP NEWCOM03027X1002982821408SHSOLE001408
AMETEK INCCOM0311001002649931897SHSOLE001897
AMGEN INCCOM0311621003932661497SHSOLE001497
ANALOG DEVICES INCCOM0326541052788681700SHSOLE001700
ANGI INCCOM CL A NEW00183L1022350010000SHSOLE0010000
AON PLCSHS CL AG0403H1083520641173SHSOLE001173
APPLE INCCOM037833100872747667171SHSOLE0067171
APPLIED MATLS INCCOM0382221052657682729SHSOLE002729
AT&T INCCOM00206R10219807310759SHSOLE0010759
BANK AMERICA CORPCOM0605051042964228950SHSOLE008950
BERKSHIRE HATHAWAY INC DELCL B NEW084670702775462625104SHSOLE0025104
BERKSHIRE HATHAWAY INC DELCL A08467010823435555SHSOLE005
BLACKROCK SCIENCE & TECHNOLOSHS BEN INT09260K10121896014000SHSOLE0014000
BOOZ ALLEN HAMILTON HLDG CORCL A0995021064232014049SHSOLE004049
BRISTOL-MYERS SQUIBB COCOM1101221083406114734SHSOLE004734
CADIZ INCCOM NEW127537207330453132181SHSOLE00132181
CALIFORNIA WTR SVC GROUPCOM1307881022425604000SHSOLE004000
CANADIAN PAC RY LTDCOM13645T1006914889271SHSOLE009271
CARDINAL HEALTH INCCOM14149Y1083557544628SHSOLE004628
CATERPILLAR INCCOM1491231018706873635SHSOLE003635
CDW CORPCOM12514G1083846612154SHSOLE002154
CHARTER COMMUNICATIONS INC NCL A16119P10822990986780SHSOLE006780
CHEVRON CORP NEWCOM166764100278083915493SHSOLE0015493
CISCO SYS INCCOM17275R10251070510720SHSOLE0010720
COCA COLA COCOM1912161004352836843SHSOLE006843
COLGATE PALMOLIVE COCOM1941621033217784084SHSOLE004084
CONOCOPHILLIPSCOM20825C1043316982811SHSOLE002811
CONSOLIDATED EDISON INCCOM2091151042859303000SHSOLE003000
DANAHER CORPORATIONCOM2358511029096123427SHSOLE003427
DISNEY WALT COCOM2546871065381356194SHSOLE006194
DORCHESTER MINERALS LPCOM UNIT25820R10510370809346502SHSOLE00346502
EAST WEST BANCORP INCCOM27579R1045407108205SHSOLE008205
ENTERPRISE PRODS PARTNERS LCOM2937921075028175208465SHSOLE00208465
ESSEX PPTY TR INCCOM2971781055605282645SHSOLE002645
ETF SER SOLUTIONSLHA MKT ST TACTL26922B105139693656786SHSOLE0056786
EXXON MOBIL CORPCOM30231G102155882814133SHSOLE0014133
FEDEX CORPCOM31428X1063642402103SHSOLE002103
FIDELITY COMWLTH TRNASDAQ COMPSIT3159128082253355500SHSOLE005500
FIRST REP BK SAN FRANCISCO CCOM33616C100244685320074SHSOLE0020074
FIRST TR EXCHANGE TRADED FDNASDAQ CYB ETF33734X84692807223975SHSOLE0023975
FIRST TR EXCHANGE-TRADED FDSENIOR LN FD33738D309158582235565SHSOLE0035565
FIRST TR EXCHNG TRADED FD VIFT CBOE VEST US33740F6805045695164623SHSOLE00164623
FIRST TR EXCHNG TRADED FD VICBOE EQT DEP NOV33740F83932980410095SHSOLE0010095
FIRST TR EXCHNG TRADED FD VIVEST US EQT DEP33740F6723070889808SHSOLE009808
FIRST TR EXCHNG TRADED FD VICBOE VEST US DEP33740U80249722616878SHSOLE0016878
FIRST TR EXCHNG TRADED FD VICBOE VEST NAS10033740F58126298813900SHSOLE0013900
FIRST TR EXCHNG TRADED FD VIVEST US DEEP33740F8542563048236SHSOLE008236
FIRST TR EXCHNG TRADED FD VIFT CBOE VEST US33740F6152969259845SHSOLE009845
FIVE POINT HOLDINGS LLCCOM CL A33833Q106562954241611SHSOLE00241611
FLOTEK INDS INC DELCOM343389102343244306468SHSOLE00306468
FORTINET INCCOM34959E10963610813011SHSOLE0013011
FRANKLIN RESOURCES INCCOM35461310139443414952SHSOLE0014952
GLOBAL WTR RES INCCOM37946310236818327725SHSOLE0027725
GOLDMAN SACHS ETF TRACCES TREASURY381430529468046246941SHSOLE0046941
GOLDMAN SACHS ETF TRACES ULTRA SHR3814302302164664368SHSOLE004368
GOLDMAN SACHS GROUP INCCOM38141G104302652881SHSOLE00881
HARBOR ETF TRUSTALL WEATHER INFL41151J5052021329175SHSOLE009175
HELIUS MED TECHNOLOGIES INCCOM CL A NEW42328V6031727456284SHSOLE0056284
HOME DEPOT INCCOM4370761023657321158SHSOLE001158
HUNTINGTON INGALLS INDS INCCOM4464131063580151552SHSOLE001552
IAC INCCOM NEW44891N2083774008500SHSOLE008500
INNOVATOR ETFS TRDEFINED WLT SHLD45783Y855103645338982SHSOLE0038982
INNOVATOR ETFS TRUS EQTY PWR BUF45782C6565882990201110SHSOLE00201110
INNOVATOR ETFS TRUS EQTY ULTRA B45782C53229171810635SHSOLE0010635
INNOVATOR ETFS TRUS EQTY BUF SEP45782C664141898946785SHSOLE0046785
INNOVATOR ETFS TRUS EQTY ULTRA B45782C64975709928678SHSOLE0028678
INNOVATOR ETFS TRS&P INVT GRD PFD45783Y82250335227902SHSOLE0027902
INNOVATOR ETFS TRUS EQTY PWR BUF45782C813297130098420SHSOLE0098420
INNOVATOR ETFS TRUS EQTY BUFR JUL45782C789293257494870SHSOLE0094870
INTEL CORPCOM4581401002356418916SHSOLE008916
INTERNATIONAL BUSINESS MACHSCOM4592001017061565012SHSOLE005012
INVESCO EXCH TRADED FD TR IIS&P INTL QULTY46138E2142311739346SHSOLE009346
INVESCO EXCH TRD SLF IDX FDBULSHS 2023 MUNI46138J544162746664749SHSOLE0064749
INVESCO EXCH TRD SLF IDX FDBULSHS 2023 CB46138J8662218467105742SHSOLE00105742
INVESCO EXCH TRD SLF IDX FDBULSHS 2023 HY46138J858173466074417SHSOLE0074417
INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT46137V35723631705167304SHSOLE00167304
INVESCO EXCHANGE TRADED FD TDWA MOMENTUM46137V83710347170145632SHSOLE00145632
INVESCO QQQ TRUNIT SER 146090E10311531784331SHSOLE004331
ISHARES TRCORE S&P500 ETF4642872001770891346092SHSOLE0046092
ISHARES TRRUS MDCP VAL ETF464287473294041827914SHSOLE0027914
ISHARES TRS&P 500 VAL ETF4642874081368229894315SHSOLE0094315
ISHARES TR0-5 YR TIPS ETF46429B747110823011430SHSOLE0011430
ISHARES TRS&P MC 400GR ETF4642876062637063861SHSOLE003861
ISHARES TRSHORT TREAS BD464288679761141069245SHSOLE0069245
ISHARES TRISHARES SEMICDTR464287523241354694SHSOLE00694
ISHARES TREAFE GRWTH ETF4642888852156662575SHSOLE002575
ISHARES TRMSCI EAFE ETF4642874652723374149SHSOLE004149
ISHARES TRRUS 1000 ETF4642876224565372169SHSOLE002169
J P MORGAN EXCHANGE TRADED FNASDAQ EQT PREM46654Q20373708018066SHSOLE0018066
J P MORGAN EXCHANGE TRADED FEQUITY PREMIUM46641Q3326263169114942SHSOLE00114942
J P MORGAN EXCHANGE TRADED FINCOME ETF46641Q159331717773519SHSOLE0073519
J P MORGAN EXCHANGE TRADED FCORE PLUS BD ETF46641Q670143921631335SHSOLE0031335
J P MORGAN EXCHANGE TRADED FULTRA SHRT INC46641Q837119228523784SHSOLE0023784
JOHNSON & JOHNSONCOM47816010416307039231SHSOLE009231
JPMORGAN CHASE & COCOM46625H1007332425468SHSOLE005468
KEYSIGHT TECHNOLOGIES INCCOM49338L1032465121441SHSOLE001441
KIMBERLY-CLARK CORPCOM4943681033213202367SHSOLE002367
KRAFT HEINZ COCOM50075410647366111635SHSOLE0011635
LIBERTY BROADBAND CORPCOM SER A530307107419905655360SHSOLE0055360
LILLY ELI & COCOM5324571084666851276SHSOLE001276
LISTED FD TRHORIZON KINETICS53656F6232262477187SHSOLE007187
LOWES COS INCCOM5486611076034213029SHSOLE003029
MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP559080106203422740514SHSOLE0040514
MANCHESTER UTD PLC NEWORD CL AG5784H10668907529536SHSOLE0029536
MASTERCARD INCORPORATEDCL A57636Q10411619543342SHSOLE003342
MCDONALDS CORPCOM5801351016092112312SHSOLE002312
MCKESSON CORPCOM58155Q103303097808SHSOLE00808
MCLOUD TECHNOLOGIES CORP*W EXP 11/29/202582270179187011000SHSOLE0011000
MERCK & CO INCCOM58933Y1056415135782SHSOLE005782
META PLATFORMS INCCL A30303M1027462286201SHSOLE006201
METLIFE INCCOM59156R10893321112895SHSOLE0012895
MICROSOFT CORPCOM594918104702601229297SHSOLE0029297
MONDELEZ INTL INCCL A6092071053087894633SHSOLE004633
MOODYS CORPCOM6153691057047672529SHSOLE002529
NEXSTAR MEDIA GROUP INCCOMMON STOCK65336K1034620792640SHSOLE002640
NIKE INCCL B6541061033450622949SHSOLE002949
NORTHERN LIGHTS FD TRTOEWS AGILTY SHS66538J720179785770010SHSOLE0070010
NORTHERN LTS FD TR IIIHCM DEFND 10066538R748149525943914SHSOLE0043914
NORTHERN LTS FD TR IIIHCM DEFEN 50066538R730131885639546SHSOLE0039546
NORTHERN LTS FD TR IVINSPIRE 100 ETF66538H53430140610067SHSOLE0010067
NORTHERN LTS FD TR IVINSPIRE SML/ MID66538H64131218010368SHSOLE0010368
NU HLDGS LTDORD SHS CL AG6683N1034070010000SHSOLE0010000
NVIDIA CORPORATIONCOM67066G1046447064412SHSOLE004412
OMNICOM GROUP INCCOM6819191064321585298SHSOLE005298
OWL ROCK CAPITAL CORPORATIONCOM69121K10440984035484SHSOLE0035484
PARAMOUNT GLOBALCLASS B COM92556H20621744812882SHSOLE0012882
PAYCHEX INCCOM7043261073529203054SHSOLE003054
PEPSICO INCCOM7134481085626023114SHSOLE003114
PFIZER INCCOM71708110367431813160SHSOLE0013160
PHILIP MORRIS INTL INCCOM7181721095064685004SHSOLE005004
PIMCO ETF TRACTIVE BD ETF72201R7756940727671SHSOLE007671
PIMCO ETF TRENHAN SHRT MA AC72201R8332360692393SHSOLE002393
PROCTER AND GAMBLE COCOM742718109178886311803SHSOLE0011803
QUALCOMM INCCOM7475251032661652421SHSOLE002421
QUANTUM CORPCOM NEW7479065012097719245SHSOLE0019245
RADIUS GLOBAL INFRASTRCTRE ICOM CL A7504811034192625354706SHSOLE00354706
S&P GLOBAL INCCOM78409V10422128126607SHSOLE006607
SABRA HEALTH CARE REIT INCCOM78573L10614294511500SHSOLE0011500
SAN JUAN BASIN RTY TRUNIT BEN INT79824110558140450911SHSOLE0050911
SELECT SECTOR SPDR TRSBI INT-INDS81369Y7042600322648SHSOLE002648
SELECT SECTOR SPDR TRTECHNOLOGY81369Y8034580793681SHSOLE003681
SMUCKER J M COCOM NEW8326964054883743082SHSOLE003082
SNAP ON INCCOM8330341014558381995SHSOLE001995
SPDR GOLD TRGOLD SHS78463V10710169925995SHSOLE005995
SPDR S&P 500 ETF TRTR UNIT78462F10326326056884SHSOLE006884
SPDR SER TRS&P BIOTECH78464A8702344802825SHSOLE002825
SPROTT PHYSICAL GOLD & SILVETR UNIT85208R101138812377419SHSOLE0077419
SSGA ACTIVE ETF TRSPDR TR TACTIC78467V84885261421294SHSOLE0021294
STATE STR CORPCOM8574771033405324390SHSOLE004390
SUNCOR ENERGY INC NEWCOM86722410755435517471SHSOLE0017471
TESLA INCCOM88160R1018467396874SHSOLE006874
TEXAS INSTRS INCCOM8825081046479933922SHSOLE003922
TRANSDIGM GROUP INCCOM893641100930843814784SHSOLE0014784
UNION PAC CORPCOM9078181083395951640SHSOLE001640
UNITEDHEALTH GROUP INCCOM91324P102450697850SHSOLE00850
USCF ETF TRMIDSTREAM ENERGY90290T8822152766430SHSOLE006430
VANGUARD BD INDEX FDSSHORT TRM BOND921937827144655019216SHSOLE0019216
VANGUARD SCOTTSDALE FDSSHORT TERM TREAS92206C10213557510234478SHSOLE00234478
VANGUARD SPECIALIZED FUNDSDIV APP ETF9219088441075806270847SHSOLE0070847
VERIZON COMMUNICATIONS INCCOM92343V10441472410526SHSOLE0010526
VISA INCCOM CL A92826C83916932668150SHSOLE008150
WALMART INCCOM93114210314011699882SHSOLE009882
WELLS FARGO CO NEWCOM9497461013682248918SHSOLE008918
WHEELS UP EXPERIENCE INCCOM CL A96328L1062168821056SHSOLE0021056
WHIRLPOOL CORPCOM9633201062752531946SHSOLE001946
WOLVERINE WORLD WIDE INCCOM97809710317488016000SHSOLE0016000
WYNN RESORTS LTDCOM9831341074201855095SHSOLE005095