0001095449-22-000037.txt : 20220511 0001095449-22-000037.hdr.sgml : 20220511 20220510182042 ACCESSION NUMBER: 0001095449-22-000037 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220511 DATE AS OF CHANGE: 20220510 EFFECTIVENESS DATE: 20220511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Delta Investment Management, LLC CENTRAL INDEX KEY: 0001757043 IRS NUMBER: 263894033 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18966 FILM NUMBER: 22911425 BUSINESS ADDRESS: STREET 1: 708 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 249-6337 MAIL ADDRESS: STREET 1: 708 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001757043 XXXXXXXX 03-31-2022 03-31-2022 Delta Investment Management, LLC

708 MONTGOMERY STREET SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-18966 N Nicholas G. Atkeson (415) 249-6337 Nicholas G. Atkeson San Francisco CA 04-29-2022 0 140 337008 false INFORMATION TABLE 2 table.2022-03.xml INFORMATION TABLE FOR MARCH 31, 2022 ABBOTT LABSCOM0028241005714826SHSOLE004826 ABBVIE INCCOM00287Y1096774174SHSOLE004174 ADVISORSHARES TRQ DYNAMIC GROWTH00768Y438232683636SHSOLE0083636 AKOUSTIS TECHNOLOGIES INCCOM00973N10215023000SHSOLE0023000 ALPHABET INCCAP STK CL C02079K107131214698SHSOLE004698 ALPHABET INCCAP STK CL A02079K30544921615SHSOLE001615 ALTICE USA INCCL A02156K1033404272790SHSOLE00272790 ALTRIA GROUP INCCOM02209S1034127884SHSOLE007884 AMAZON COM INCCOM023135106118503635SHSOLE003635 AMERICAN EXPRESS COCOM0258161093922095SHSOLE002095 AMERICAN TOWER CORP NEWCOM03027X1003521402SHSOLE001402 APPLE INCCOM0378331001137365133SHSOLE0065133 APPLIED DNA SCIENCES INCCOM03815U3005425000SHSOLE0025000 APPLIED MATLS INCCOM0382221053592727SHSOLE002727 AT&T INCCOM00206R10225910959SHSOLE0010959 BERKSHIRE HATHAWAY INC DELCL B NEW084670702972127544SHSOLE0027544 BERKSHIRE HATHAWAY INC DELCL A08467010826455SHSOLE005 BK OF AMERICA CORPCOM0605051043678900SHSOLE008900 BLACKROCK SCIENCE & TECHNOLOSHS BEN INT09260K10141114000SHSOLE0014000 BRISTOL-MYERS SQUIBB COCOM1101221083114252SHSOLE004252 CADIZ INCCOM NEW127537207241116350SHSOLE00116350 CALIFORNIA WTR SVC GROUPCOM1307881022374000SHSOLE004000 CATERPILLAR INCCOM1491231018093632SHSOLE003632 CHARTER COMMUNICATIONS INC NCL A16119P10853989895SHSOLE009895 CHEVRON CORP NEWCOM166764100251915471SHSOLE0015471 COCA COLA COCOM1912161004196761SHSOLE006761 COLGATE PALMOLIVE COCOM1941621033034000SHSOLE004000 CONOCOPHILLIPSCOM20825C1042752751SHSOLE002751 CONSOLIDATED EDISON INCCOM2091151042843000SHSOLE003000 CROWDSTRIKE HLDGS INCCL A22788C105218960SHSOLE00960 DEVON ENERGY CORP NEWCOM25179M1032374000SHSOLE004000 DISH NETWORK CORPORATIONCL A25470M10974623577SHSOLE0023577 DISNEY WALT COCOM2546871068306049SHSOLE006049 DORCHESTER MINERALS LPCOM UNIT25820R1059779376846SHSOLE00376846 ENTERPRISE PRODS PARTNERS LCOM2937921075987231966SHSOLE00231966 ETF SER SOLUTIONSLHA MKT ST TACTL26922B10514808488242SHSOLE00488242 EXPEDIA GROUP INCCOM NEW30212P3033962026SHSOLE002026 EXXON MOBIL CORPCOM30231G1026557932SHSOLE007932 FEDEX CORPCOM31428X1064872103SHSOLE002103 FIDELITY COMWLTH TRNASDAQ COMPSIT3159128083065500SHSOLE005500 FIRST REP BK SAN FRANCISCO CCOM33616C100324220001SHSOLE0020001 FIRST TR EXCHANGE TRADED FDNASDAQ CYB ETF33734X846178933694SHSOLE0033694 FIRST TR EXCHANGE-TRADED FDSENIOR LN FD33738D309128627339SHSOLE0027339 FIRST TR EXCHNG TRADED FD VICBOE EQT DEP NOV33740F83935010098SHSOLE0010098 FIRST TR EXCHNG TRADED FD VIVEST US EQT DEP33740F6723219808SHSOLE009808 FIRST TR EXCHNG TRADED FD VIFT CBOE VEST US33740F68049715159SHSOLE0015159 FIRST TR EXCHNG TRADED FD VICBOE VEST NAS10033740F5812189633SHSOLE009633 FIRST TR EXCHNG TRADED FD VIFT CBOE VEST US33740F6152146633SHSOLE006633 FIRST TR EXCHNG TRADED FD VIVEST US DEEP33740F8542888236SHSOLE008236 FIVE POINT HOLDINGS LLCCOM CL A33833Q1061394228080SHSOLE00228080 FLOTEK INDS INC DELCOM343389102374296468SHSOLE00296468 FORTINET INCCOM34959E1099702839SHSOLE002839 GLOBAL WTR RES INCCOM3794631027219433864SHSOLE00433864 HELIUS MED TECHNOLOGIES INCCOM CL A NEW42328V60313039284SHSOLE0039284 HOME DEPOT INCCOM437076102295987SHSOLE00987 INDEPENDENCE RLTY TR INCCOM45378A1062639955SHSOLE009955 INNOVATOR ETFS TRS&P INVT GRD PFD45783Y82271432825SHSOLE0032825 INTEL CORPCOM4581401002164351SHSOLE004351 INTERNATIONAL BUSINESS MACHSCOM4592001016494991SHSOLE004991 INVESCO ACTIVELY MANAGED ETFS&P500 DOWNSID46090A705212558786SHSOLE0058786 INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT46137V3571495394811SHSOLE0094811 INVESCO QQQ TRUNIT SER 146090E103472313027SHSOLE0013027 ISHARES TRCORE S&P500 ETF4642872003886085653SHSOLE0085653 ISHARES TRCORE S&P TTL STK464287150300929811SHSOLE0029811 ISHARES TRRUS MDCP VAL ETF46428747315231127308SHSOLE00127308 ISHARES TRS&P 500 VAL ETF4642874081234479272SHSOLE0079272 ISHARES TRISHARES SEMICDTR464287523368777SHSOLE00777 ISHARES TRS&P 500 GRWT ETF4642873092012636SHSOLE002636 ISHARES TRMSCI EAFE ETF4642874652974036SHSOLE004036 ISHARES TRRUS 1000 ETF4642876225372147SHSOLE002147 ISHARES TRSHORT TREAS BD4642886793453129SHSOLE003129 J P MORGAN EXCHANGE-TRADED FEQUITY PREMIUM46641Q332578094133SHSOLE0094133 J P MORGAN EXCHANGE-TRADED FINCOME ETF46641Q159319166478SHSOLE0066478 J P MORGAN EXCHANGE-TRADED FUS QUALTY FCTR46641Q76118016420158SHSOLE00420158 J P MORGAN EXCHANGE-TRADED FCORE PLUS BD ETF46641Q670164932289SHSOLE0032289 J P MORGAN EXCHANGE-TRADED FULTRA SHRT INC46641Q83780115924SHSOLE0015924 JEFFERIES FINL GROUP INCCOM47233W10936711184SHSOLE0011184 JOHNSON & JOHNSONCOM47816010414528193SHSOLE008193 JPMORGAN CHASE & COCOM46625H1006744947SHSOLE004947 KENNEDY-WILSON HOLDINGS INCCOM48939810749120118SHSOLE0020118 KIMBERLY-CLARK CORPCOM4943681033472821SHSOLE002821 KRAFT HEINZ COCOM50075410642010670SHSOLE0010670 LIBERTY BROADBAND CORPCOM SER A530307107294322453SHSOLE0022453 LOCKHEED MARTIN CORPCOM539830109245556SHSOLE00556 MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP559080106212543300SHSOLE0043300 MANCHESTER UTD PLC NEWORD CL AG5784H10678954536SHSOLE0054536 MASTERCARD INCORPORATEDCL A57636Q10428527981SHSOLE007981 MCDONALDS CORPCOM5801351015772332SHSOLE002332 MERCK & CO INCCOM58933Y1054365313SHSOLE005313 META PLATFORMS INCCL A30303M102281712669SHSOLE0012669 METLIFE INCCOM59156R10888712623SHSOLE0012623 MICROSOFT CORPCOM594918104902229262SHSOLE0029262 MONDELEZ INTL INCCL A6092071053585701SHSOLE005701 NEXTIER OILFIELD SOLUTIONSCOM65290C10535138019SHSOLE0038019 NIKE INCCL B6541061034083033SHSOLE003033 NORTHERN LIGHTS FD TRTOEWS AGILTY SHS66538J7202972105320SHSOLE00105320 NORTHERN LTS FD TR IIIHCM DEFND 10066538R748222846803SHSOLE0046803 NORTHERN LTS FD TR IIIHCM DEFEN 50066538R730167840373SHSOLE0040373 NORTHERN LTS FD TR IVINSPIRE 100 ESG66538H53464817967SHSOLE0017967 NORTHERN LTS FD TR IVINSPIRE SML/ MID66538H64163018983SHSOLE0018983 NVIDIA CORPORATIONCOM67066G1049063319SHSOLE003319 PAYCHEX INCCOM7043261074173054SHSOLE003054 PEPSICO INCCOM7134481085113055SHSOLE003055 PFIZER INCCOM7170811032985759SHSOLE005759 PHILIP MORRIS INTL INCCOM7181721094694998SHSOLE004998 PNC FINL SVCS GROUP INCCOM6934751053692000SHSOLE002000 PROCTER AND GAMBLE COCOM742718109179411740SHSOLE0011740 PROSHARES TRULTRAPRO SHT QQQ74347G432118735240SHSOLE0035240 QUANTUM CORPCOM NEW7479065017834245SHSOLE0034245 RADIUS GLOBAL INFRASTRCTRE ICOM CL A7504811035650395662SHSOLE00395662 ROOT INCCOM CL A77664L1082010000SHSOLE0010000 ROSS STORES INCCOM778296103263229100SHSOLE0029100 S&P GLOBAL INCCOM78409V10432958033SHSOLE008033 SABRA HEALTH CARE REIT INCCOM78573L10617111500SHSOLE0011500 SALESFORCE COM INCCOM79466L30211665493SHSOLE005493 SAN JUAN BASIN RTY TRUNIT BEN INT79824110544650911SHSOLE0050911 SCHWAB CHARLES CORPCOM8085131052032408SHSOLE002408 SELECT SECTOR SPDR TRSBI INT-INDS81369Y7043633522SHSOLE003522 SELECT SECTOR SPDR TRTECHNOLOGY81369Y8035503462SHSOLE003462 SERVICENOW INCCOM81762P102278500SHSOLE00500 SOLIGENIX INCCOM8342233071419359SHSOLE0019359 SPDR GOLD TRGOLD SHS78463V10710275687SHSOLE005687 SPDR S&P 500 ETF TRTR UNIT78462F10322294935SHSOLE004935 SPDR SER TRBLOOMBERG CONV78464A35988511501SHSOLE0011501 SPDR SER TRS&P BIOTECH78464A8702753057SHSOLE003057 SPROTT PHYSICAL GOLD & SILVETR UNIT85208R101149176919SHSOLE0076919 SS&C TECHNOLOGIES HLDGS INCCOM78467J10094112548SHSOLE0012548 SSGA ACTIVE ETF TRSPDR TR TACTIC78467V848111624932SHSOLE0024932 SUNCOR ENERGY INC NEWCOM86722410756117218SHSOLE0017218 TARGET CORPCOM87612E1062931381SHSOLE001381 TESLA INCCOM88160R10117341609SHSOLE001609 TEXAS INSTRS INCCOM8825081044532470SHSOLE002470 TRANSDIGM GROUP INCCOM8936411001204918493SHSOLE0018493 UNITEDHEALTH GROUP INCCOM91324P102393771SHSOLE00771 VERIZON COMMUNICATIONS INCCOM92343V10454310651SHSOLE0010651 VISA INCCOM CL A92826C839345815594SHSOLE0015594 WALMART INCCOM93114210310957353SHSOLE007353 WELLS FARGO CO NEWCOM9497461013457114SHSOLE007114 WHEELS UP EXPERIENCE INCCOM CL A96328L10612841056SHSOLE0041056 WYNN RESORTS LTDCOM9831341074185245SHSOLE005245