0001209191-20-050705.txt : 20200916 0001209191-20-050705.hdr.sgml : 20200916 20200916163223 ACCESSION NUMBER: 0001209191-20-050705 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200915 FILED AS OF DATE: 20200916 DATE AS OF CHANGE: 20200916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schneider Jerome M CENTRAL INDEX KEY: 0001807850 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23390 FILM NUMBER: 201179170 MAIL ADDRESS: STREET 1: C/O PIMCO STREET 2: 650 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIMCO Energy & Tactical Credit Opportunities Fund CENTRAL INDEX KEY: 0001756908 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (844) 312-2113 MAIL ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-09-15 0 0001756908 PIMCO Energy & Tactical Credit Opportunities Fund NRGX 0001807850 Schneider Jerome M C/O PIMCO 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA 92660 0 0 0 1 SEE REMARKS COMMON STOCK 2020-09-15 4 S 0 50000 6.7501 D 0 D COMMON STOCK 10665 I By 401(k) Plan COMMON STOCK 64190 I By DCP The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.75 to $6.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Pacific Investment Management Company LLC ("PIMCO") is the investment adviser of the Issuer. The Reporting Person is a member of PIMCO's Executive Committee. /s/ Kevin Van Gorder as Attorney-in-Fact for Jerome M. Schneider 2020-09-16