0000899243-19-012304.txt : 20190506
0000899243-19-012304.hdr.sgml : 20190506
20190506184843
ACCESSION NUMBER: 0000899243-19-012304
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190506
FILED AS OF DATE: 20190506
DATE AS OF CHANGE: 20190506
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carey John F
CENTRAL INDEX KEY: 0001774272
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38891
FILM NUMBER: 19800768
MAIL ADDRESS:
STREET 1: 200 MINUTEMAN ROAD
STREET 2: SUITE 302
CITY: ANDOVER
STATE: MA
ZIP: 01810
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TransMedics Group, Inc.
CENTRAL INDEX KEY: 0001756262
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1229
BUSINESS ADDRESS:
STREET 1: 200 MINUTEMAN ROAD
CITY: ANDOVER
STATE: MA
ZIP: 01810
BUSINESS PHONE: 9785520900
MAIL ADDRESS:
STREET 1: 200 MINUTEMAN ROAD
CITY: ANDOVER
STATE: MA
ZIP: 01810
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-05-06
0
0001756262
TransMedics Group, Inc.
TMDX
0001774272
Carey John F
C/O TRANSMEDICS GROUP, INC.
200 MINUTEMAN ROAD
ANDOVER
MA
01810
0
1
0
0
VP of Operations
Stock Option (Right to Buy)
16.50
2019-05-06
4
J
0
920
D
2020-12-16
Common Stock
262
0
D
Stock Option (Right to Buy)
57.75
2019-05-06
4
J
0
262
A
2020-12-16
Common Stock
262
262
D
Stock Option (Right to Buy)
0.11
2019-05-06
4
J
0
52130
D
2021-09-27
Common Stock
14894
0
D
Stock Option (Right to Buy)
0.39
2019-05-06
4
J
0
14894
A
2021-09-27
Common Stock
14894
14894
D
Stock Option (Right to Buy)
0.08
2019-05-06
4
J
0
35000
D
2023-03-27
Common Stock
10000
0
D
Stock Option (Right to Buy)
0.28
2019-05-06
4
J
0
10000
A
2023-03-27
Common Stock
10000
10000
D
Stock Option (Right to Buy)
0.08
2019-05-06
4
J
0
98514
D
2023-05-29
Common Stock
28146
0
D
Stock Option (Right to Buy)
0.28
2019-05-06
4
J
0
28146
A
2023-05-29
Common Stock
28146
28146
D
Stock Option (Right to Buy)
0.63
2019-05-06
4
J
0
85530
D
2027-06-22
Common Stock
24437
0
D
Stock Option (Right to Buy)
2.21
2019-05-06
4
J
0
24437
A
2027-06-22
Common Stock
24437
24437
D
The Stock Options reported herein as being disposed of are options to purchase common stock of TransMedics, Inc. Immediately prior to the closing of the Issuer's initial public offering, pursuant to the terms of the Agreement and Plan of Merger and Reorganization by and among the Issuer, TransMedics, Inc. and TMDX, Inc., dated April 15, 2019 (the "Merger Agreement"), each outstanding option to purchase shares of common stock of TransMedics, Inc. was converted into an outstanding option to purchase shares of common stock of the Issuer adjusted on a 3.5-for-one basis, with a corresponding adjustment to the exercise price.
The option is fully vested.
The option vests as a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, June 22, 2017.
By: /s/ Stephen Gordon, Attorney-in-Fact
2019-05-06